Preliminary offences Study guides, Revision notes & Summaries

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

CIPS - Module seven questions with 100% correct answers 2024/2025Summary Offences - correct answer Can only be heard and decided by a Magistrate in Magistrates' Court. Less serious than indictable offences, penalties not as great. Chapter 3 Criminal Procedure Act 2009 s 27 - may be heard and determined summarily. Summary Offences - correct answer road traffic offences, minor assaults, property damage, offensive behavior, disorderly behavior, supplying liquor to minors, failure to answer...

CIPS - Module sevenSummary Offences - correct answer Can only be heard and decided by a Magistrate in Magistrates' Court. Less serious than indictable offences, penalties not as great. Chapter 3 Criminal Procedure Act 2009 s 27 - may be heard and determined summarily. Summary Offences - correct answer road traffic offences, minor assaults, property damage, offensive behavior, disorderly behavior, supplying liquor to minors, failure to answer bail. Courts of Summary Jurisdiction - co...

NCTJ Essential Media Law questions and answers 100% verified. Define 'summary proceedings' - correct answer. Hearings in which magistrates try or sentence defendants What is an 'either way' offence? - correct answer. Defendants can either be tried in magistrates or crown court What is an 'indictable only' offence? - correct answer. The most serious crimes which begin in magistrates then the case is 'sent' to crown court What is a 'summary offence'? - ...

NCTJ Essential Media Law questions and answers latest top score. Define 'summary proceedings' - correct answer. Hearings in which magistrates try or sentence defendants What is an 'either way' offence? - correct answer. Defendants can either be tried in magistrates or crown court What is an 'indictable only' offence? - correct answer. The most serious crimes which begin in magistrates then the case is 'sent' to crown court What is a 'summary offence'? - c...

NCTJ -Media Law – Terminologies questions and answers 100% guaranteed success. 'summary proceedings' - correct answer. Hearings in which magistrates try or sentence defendants What is an 'either way' offence? - correct answer. Defendants can either be tried in magistrates or crown court What is an 'indictable' offence? - correct answer. The most serious crimes which begin in magistrates then the case is 'sent' to crown court What is a 'summary offence...

Power Engineering 2A1 verified Answers What are the 4 types of law? 1. Constitutional Law 2. Administrative law 3. Civil criminal or regulatory law 4. Civil law Constitutional law Based on the Constitution and involves the various legal components that exist in Canada. Constitutional law considers the powers of the federal,provincial, and municipal governments. Brainpower Read More Civil Law A law that governs relationships between individuals and defines their legal righ...

CPH Exam 230 Questions with Verified Answers When are suitability requirements not applicable? - CORRECT ANSWER For brokers who do not provide investment advice or operate as a separate legal entity How is a new product approved? - CORRECT ANSWER After review from the New product Committee What are the ethical principles for a code of ethics? - CORRECT ANSWER Trust, integrity, justice, fairness, and honesty What are the 5 Standards of Conduct? - CORRECT ANSWER Duty of Care, Tru...

Rules - CORRECT ANSWER Regulations or principles governing procedure or controlling conduct Law - CORRECT ANSWER A set of rules imposed on all members of a community which are officially recognised, binding and enforceable by persons or organisations such as the police and/or courts Equality - CORRECT ANSWER The state or quality of being equal; that is, of having the same rights or status Fairness - CORRECT ANSWER Freedom from bias, dishonesty, or injustice; a concept commonly relat...

Green true 1. The notion of “open justice” establishes a protective function in respect of the fair-trial rights of the accused. 2. Open justice can be limited in cases where the accused is in danger of being exposed as a state informant. 3. The accused can testify by way of closed-circuit television in cases where an open trial may cause him or her emotional or physical harm. 4. Witnesses are protected in cases of sexual assault and extortion by way of the court’s discreti...