Preliminary offences Study guides, Revision notes & Summaries

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

Civil Litigation Notes for the BTC - Distinction! 2 of 310 OVERVIEW AND INTRODUCTORY MATTERS 1. DISCUSS THE SCOPE OF THE CIVIL LITIGATION COURSE Civil litigation/proceedings is mainly concerned with the enforcement of private rights. When used in contradiction to criminal litigation, it deals with resolution or determination of all disputes other than criminal. Thus, it refers to all processes and procedure relating to civil actions in court. Civil litigation refers to the entire body or ru...

Comprehensive All you need to know for the OCR A Level Law Paper 1, Section B: Criminal Law from an A* Student All Cases and Legislation included and all substantive topics covered.

section 2: 4 fundamental freedoms - answers-Freedom of: -conscience and religion -thought, opinion, belief, and expression -peaceful assembly -association Section 7 - answers-Everyone has the right to life, liberty and security Section 8 - answers-Everyone has the right to be secure against unreasonable search or seizure Section 10: rights upon arrest - answers-1. To be informed prompty of the reasons therefore. 2. to talk to a lawyer quickly and before talking to anyone else. 3. ...

CPH Exam 230 Questions with Verified Answers When are suitability requirements not applicable? - CORRECT ANSWER For brokers who do not provide investment advice or operate as a separate legal entity How is a new product approved? - CORRECT ANSWER After review from the New product Committee What are the ethical principles for a code of ethics? - CORRECT ANSWER Trust, integrity, justice, fairness, and honesty What are the 5 Standards of Conduct? - CORRECT ANSWER Duty of Care, Tru...

CPR3701 Study Notes. Page 3 of 52 Table of Contents Terminology .............................................................................................................. 4 Subject 1: Introduction to criminal procedure ....................................................... 6 1.1. Introduction ................................................................................................. 6 1.2. Overview of process in a criminal case ......................................................

NARCOTIC DRUGS AND PSYCHOTROPIC SUBSTANCES (CONTROL) ACT No. 4 of 1994 Revised Edition 2012 [1994] Published by the National Council for Law Reporting with the Authority of the Attorney-General [Rev. 2012] No. 4 of 1994 Narcotic Drugs and Psychotropic Substances (Control) 3 [Issue 1] NO. 4 OF 1994 NARCOTIC DRUGS AND PSYCHOTROPIC SUBSTANCES (CONTROL) ACT ARRANGEMENT OF SECTIONS PART I – PRELIMINARY Section 1. Short title. 2. Interpretation. PART II – PROHIB...

MRL3701 EXAM PACK ANSWERS AND 2021 BRIEF NOTESSection 2 of Act – Definitions 'debtor', in connection with the sequestration of the debtor's estate, means a person or a partnership or the estate of a person or partnership which is a debtor in the usual sense of the word, except a body corporate or a company or other association of persons which may be placed in liquidation under the law relating to Companies. A body corporate established in terms of the Sectional Titles Act, 95 of 2986,...

Eight amendment - Answer- a. Bail shall not be excessive b. Fines shall not be excessive c. Punishments shall not be cruel and unusual. Comment: inmate's issues relating to cruel and unusual punishment, as per the united states supreme courts, are: - Answer- 1. Inmates personal safety 2. Shelter 3. Sanitation 4. Food 5. Clothing 6. Medical care 7. Excessive use of force Arrest - Answer- the taking of an individual into custody for the purpose of filling a legal complaint for...

Study unit 1: Introduction to Insolvency Law Case Law: NB: Magnum Financial Holdings (Pty) Ltd (in Liquidation) v Summerly and another NNO 1984 (1) SA 160 (W) Meaning of “insolvency” Common meaning – a person is insolvent when he is unable to pay his debts, however, The legal test for insolvency is whether the debtor's liabilities, fairly estimated, exceed his assets, fairly valued. The inability to pay debts Is merely evidence of insolvency. A person who has insufficient ...