CISI Unit 1 - UK Regulation • CISI Unit 1 - UK Regulation
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CISI Unit 1 - UK Regulation Who does the FCA report too? - Answer-HMT Who does the PRA report too? - Answer-The BOE Who did the PRA and FCA replace? - Answer-The FSA, as of the FSA2012 FCA's Strategic Objective - Answer-Make sure relevant markets function well FCA's Operational Objectives - Answer-Appropriate protection, integrity of financial system, effective competition PRA Objectives - Answer-Promote safety and soundness of financial system, avoid instability, minimize ad...