Section 19 fsma Study guides, Revision notes & Summaries
Looking for the best study guides, study notes and summaries about Section 19 fsma? On this page you'll find 2 study documents about Section 19 fsma.
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PCR Guide Long Form - Exam notes to help you answer all types of PCR long form questions in the LPC
- Other • 28 pages • 2023
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TABLE OF CONTENTS SECTION A: CODE OF CONDUCT ............................................................................................................................ 2 SECTION A LONG FORM EXAM PLANS .................................................................................................................. 2 1. CLIENT CARE EXAM PLAN ...........................................................................................................................................................
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Section 19(1) F.S.M.A.2000
- Lecture notes • 7 pages • 2020
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Previous legislation before the FSA- FSA 2000 still the basis for the regulation of authorisation in relation to legislation. FSA transferred to the bank of England. Actual services authority was abolished. Regulator is no longer the FSA it is either the PRA or FCA or both.
