Wrongful trading Study guides, Revision notes & Summaries

BUSINESS L 110 Business Law Final Practice Questions and Answers 1 Business law consists of the enforceable rules of conduct that govern commercial relationships. True 2 Because of the law, we rely on the goodwill and dependability of one another. False 3 Public law controls disputes between private individuals or between groups and their government. True 4 Cyberlaw is based primarily on existing laws. True 5 Another name for case law is common law. True 6 Case law interpretatio...

1 PRTC OBLIGATION 1. A mango tree in the land of O is reclining towards the road. All of a sudden, without a storm or an earthquake or even strong wind, the tree falls hitting a car belonging to X causing a P20, 000 damage. The liability of O to X arises from: a. a. Law b. Contract c. Quasi –contract d. Delict e. Quasi – delict 2. The obligation of the employer to pay death benefits and funeral expenses for his employer’s death while in the course of employment as sanctioned by the Workmen...

BUSINESS L 110 Business Law Final Practice Questions and Answers 1 Business law consists of the enforceable rules of conduct that govern commercial relationships. True 2 Because of the law, we rely on the goodwill and dependability of one another. False 3 Public law controls disputes between private individuals or between groups and their government. True 4 Cyberlaw is based primarily on existing laws. True 5 Another name for case law is common law. True 6 Case law interpretatio...

LAWS10083 Wrongful TradingShadow Directors

PBL Practice Exam – 60 questions Suggested time frame to complete: 15 minutes reading time, 90 minutes writing time. Remember for the actual final exam that:  If asked any question that is related to a particular piece of legislation, you will be provided with the relevant sections of the legislation in hard copy. There is no need to memorise legislation.  You are not required to recall case “citations” (ie. year numbers, law reports etc) but you will need to be able to re...

PBL Practice Exam – 60 questions Suggested time frame to complete: 15 minutes reading time, 90 minutes writing time. Remember for the actual final exam that:  If asked any question that is related to a particular piece of legislation, you will be provided with the relevant sections of the legislation in hard copy. There is no need to memorise legislation.  You are not required to recall case “citations” (ie. year numbers, law reports etc) but you will need to be able to re...

Business Entities Revision-Questions and Answers Graded A+ 1. INTRODUCTION TO COMPNAY LAW AND FORMATION OF COMPANIES Chapter 1 & 3 of Company law - ANSWER- Why are companies important ? - ANSWER-1. Legal personality - companies are separate legal persons from their members and directors and in many ways are treated by the law like human beings. 2. Limited liability - in a limited liability company, the members of a company are separate from the company itself, and if a limited co...

Exam (elaborations) [WILEY FINRA SERIES] SECURITIES INSTITUTE OF AMERICA - Wiley Series 63 Exam Review 2016 + TEST BANK The Uniform Securities WILEY SERIES 63 EXAM REVIEW 2016 The Uniform Securities State Law Examination The Securities Institute of America, Inc. Cover Design: Wiley Cover Image: © iS / LuisB Copyright © 2016 by The Securities Institute of America, Inc. All rights reserved. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. Previous editions published by The Secu...

1 BUSINESS LAW Final Exam Practice Questions2 BUSINESS LAW – Bus 340 PRACTICE QUESTIONS The following practice questions, both the question type and content, are similar to the type and format of questions on the final exam. Please use them a study aid to prepare for the final exam. 1. In a civil lawsuit against Ellen, Fred obtains an injunction, which is: a. a remedy at law. b. an equitable remedy. c. not possible under our U.S. system of jurisprudence. d. none of the above. 2....

"Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - Answer- SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohibited from registration); AND $100M in AUM (optional for Mid...