Gov notes Study guides, Class notes & Summaries

ERISA - Answer- Employee Retirement Income Security Act 1974 SOC Reports - Answer- Service Organization Controls: for external vendors SOC 1 - Answer- Internal Controls & Financial reports; used by auditors SOC 2 - Answer- Security, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA SOC3 - Answer- Same as SOC2, but available for public use. Tribble V Edison - Answer- Landmark court case re fiduciary resp...

Detailed Revision Notes for the Global Systems and Global Governance module of the A-Level AQA Geography course. The notes include detailed case studies and necessary knowledge as well as structured arguments to possible essay questions. The structure of the notes is as follows; 3.2.1.1 Globalisation 3 Dimensions of globalisation: flows of capital, labour, products, services and information 3 Global Marketing 8 Patterns of production, distribution and consumption 8 Factors in globa...

FINRA SIE Real Exam Questions with All Correct Answers Types of Issuers - CORRECT ANSWERS - FCBUS F oreign gov C orporations B anks U .S. Treasury and gov agencies S tate and local gov - raise capital by issuing securities EQUITY = used by corporations (represents ownership) DEBT = represent an issuer's promise to pay (notes and bonds) Broker-Dealer - CORRECT ANSWERS - Broker acts as a middle man between buyer and seller (no risk to the firm)...

IOS2601 STUDY SUMMARY NOTES 2022 UPDATE. This is an all-inclusive guide to IOS2601 - Interpretation Of Statutes Unit 1: Introduction miscellaneous Botha: ‐ body of rule & principles used to construct the correct meaning of legislative provisions to be applied in a practical situation – Not mechanical. Du Plessis’:‐ statutory & constitutional interpretation is constructing enact laws text with reference & reliance on other law text in concert situations. Unisa: ‐ statutory int...

ALL BECKER FLASHCARDS EXAM QUESTIONS & ANSWERS 2023/2024 (SSARS) 5 Elements of preparation, compilation and review engagements - ANSWER-1 - three party relationship (mgmt, CPA, intended user) 2 - framework 3 - FS or financial info 4 - Sufficient, Appropriate Evidence (review only!) 5 - written communication/report (SSARS) Who must sign engagement letter - ANSWER-firm and mgmt/gov (SSARS) Financial statements *prepared* in accordance with *special purpose framework* are no...

Taxes - Answer Resources for gov are derived primarily from Grants and shared revenues - Answer Gobs receive revenue from other levels of gov through Budget - Answer Primary control device in gov Financial reporting - Answer Primary mechanism to demonstrate accountability Financial reports - Answer Shows how much was raised, how it was spent, and whether spending followed the budget Performance reports - Answer Inform users how well gov is operating and whether it is achieving goals...

FINRA SIE Real Exam Questions with All Correct Answers Types of Issuers - CORRECT ANSWERS - FCBUS F oreign gov C orporations B anks U .S. Treasury and gov agencies S tate and local gov - raise capital by issuing securities EQUITY = used by corporations (represents ownership) DEBT = represent an issuer's promise to pay (notes and bonds) Broker-Dealer - CORRECT ANSWERS - Broker acts as a middle man between buyer and seller (no risk to the firm) - payed Commission - Dealer ac...

SIE Exam questions and answers well illustrated. purpose of securities industry - correct ing investors with money to issuers that need that money to finance issuer - correct entity that sells securities in order to finance its operations (business, governments) ie. us treasury, us gov agencies, foreign governments, state and local governments, corps, banks methods issuers use to raise capital - correct answers.1) issue debt securities (bonds) and 2) issues equity securities (stocks) d...

purpose of securities industry correct answers matching investors with money to issuers that need that money to finance issuer correct answers legal entity that sells securities in order to finance its operations (business, governments) ie. us treasury, us gov agencies, foreign governments, state and local governments, corps, banks methods issuers use to raise capital correct answers 1) issue debt securities (bonds) and 2) issues equity securities (stocks) debt securities correct answer...