who are government securities distirbutors
Give this one a try later!
- schedule 1 banks
- schedule 2 banks
- investment dealers
- foreign dealers active in distribution of canadian government securitites
,delayed opening
Give this one a try later!
the exchange can order for trading security to be delayed if a heavy influx
of buy and sell orders materialize
- delay allows for exchange traders to organize and match orders
discount rate
Give this one a try later!
rate at which you would discount a future value to get the present value
- can be referred to as the bond yield too
excess margin
Give this one a try later!
clients get extra fund if the security price rises in a margin long account
- can be used to purchase another security or withdrawn from the account
public offering
Give this one a try later!
can be either:
- best efforts underwriting agreement
, - first commitment underwriting agreement aka bought deal
advantages of bonds
Give this one a try later!
- lower interest rate than debentures
- marketable to institutions that require debt issues that are secured by
assets
final prospectus
Give this one a try later!
contains complete details of securities being offered
- provides full, true, and plain disclousre of all material facts
Rights and Warrants
Give this one a try later!
securities that give their owners the RIGHT not the obligation to buy a
specific amount of stock at a specified price on or before the expiration
date (similar to options)
- issued by a company to raise capital
, cash account
Give this one a try later!
clients make full payment for purchases or full delivery for sales on or
before the settlement date
- investment dealer does NOT grant credit
statutory rights of investors
Give this one a try later!
- rights of withdrawal
- right of recission
- right of action for damages
2 types of derivatives
Give this one a try later!
options and forwards (called futures if on the exchanges)
green shoe option
Give this one a try later!
Give this one a try later!
- schedule 1 banks
- schedule 2 banks
- investment dealers
- foreign dealers active in distribution of canadian government securitites
,delayed opening
Give this one a try later!
the exchange can order for trading security to be delayed if a heavy influx
of buy and sell orders materialize
- delay allows for exchange traders to organize and match orders
discount rate
Give this one a try later!
rate at which you would discount a future value to get the present value
- can be referred to as the bond yield too
excess margin
Give this one a try later!
clients get extra fund if the security price rises in a margin long account
- can be used to purchase another security or withdrawn from the account
public offering
Give this one a try later!
can be either:
- best efforts underwriting agreement
, - first commitment underwriting agreement aka bought deal
advantages of bonds
Give this one a try later!
- lower interest rate than debentures
- marketable to institutions that require debt issues that are secured by
assets
final prospectus
Give this one a try later!
contains complete details of securities being offered
- provides full, true, and plain disclousre of all material facts
Rights and Warrants
Give this one a try later!
securities that give their owners the RIGHT not the obligation to buy a
specific amount of stock at a specified price on or before the expiration
date (similar to options)
- issued by a company to raise capital
, cash account
Give this one a try later!
clients make full payment for purchases or full delivery for sales on or
before the settlement date
- investment dealer does NOT grant credit
statutory rights of investors
Give this one a try later!
- rights of withdrawal
- right of recission
- right of action for damages
2 types of derivatives
Give this one a try later!
options and forwards (called futures if on the exchanges)
green shoe option
Give this one a try later!
