What is a schedule 3 bank?
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Federally regulated foreign bank branches of foreign banks. By allowing
foreign banks to operate in Canada, it has allowed Canadian banks to
operate internationally
, How to become an advisor?
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Advisors must be registered to the Provincial Securities Commission, be
legal age, pass CSC and Conduct and Practical Handbook exam. They must
participate in a 90 day training program & complete Wealth MGMT
Essential Course within 30 months of registering
What are subsidiaries?
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A company's voting stock is >50% controlled by another company
What are agents?
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Dealers acting as agents trade securities between clients & issuers
What is an open-end fund?
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Give this one a try later!
Federally regulated foreign bank branches of foreign banks. By allowing
foreign banks to operate in Canada, it has allowed Canadian banks to
operate internationally
, How to become an advisor?
Give this one a try later!
Advisors must be registered to the Provincial Securities Commission, be
legal age, pass CSC and Conduct and Practical Handbook exam. They must
participate in a 90 day training program & complete Wealth MGMT
Essential Course within 30 months of registering
What are subsidiaries?
Give this one a try later!
A company's voting stock is >50% controlled by another company
What are agents?
Give this one a try later!
Dealers acting as agents trade securities between clients & issuers
What is an open-end fund?
Give this one a try later!
