the holding period of restricted stock when held by a non affiliate is 6 months. There
are no sale restrictions after the period is over.
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Sale of Restricted Stock
,a nine-character alphanumeric code that uniquely identifies and tracks North
American securities throughout their life cycle.
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Committee on Uniform Securities Identification Procedures (CUSIP)
Stocks whose current share price is less than their intrinsic value. These companies are
often undervalued, not new , and their share price is expected to increase. Often
found in competitive industries such as the energy sector.
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Value (Stocks)
A period of economic growth as measured by a rise in real GDP. Employment is high,
income rises, consumer spending is high and debtors are paying their debts.
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Expansion
Impact cross border commerce in the region by decreasing import and export duties
and encouraging investment in international trade. Negatively when countries have
disagreements, there could be complete stoppage of trade or embargoes.
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, Foreign Governments
Evaluate the scope of an economy's activity. GNP tracks all economic activity carried
out by businesses and citizens of a nation, regardless of location. GDP measures
productivity and economic activities within a nation's borders. For example a high
GDP is attractive for foreign investment, and a high GNP means that US companies
with divisions in other countries are making high profits.
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GDP and GNP
Legislation governing who must register with the SEC as an investment adviser.
Prohibits advisers from engaging in front-running and churning practices. Entities that
are excluded are Banks and bank holding companies, Lawyers, accountants,
engineers, and teachers, Brokers and dealers, Publishers, Government securities
advisers, credit rating agencies, family offices.
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Investment Advisers Act of 1940
the amount that the share price is lower than the net asset value, expressed as a
percentage. occurs when a its market price is lower than its intrinsic or perceived
value. The actual difference between higher par value and lower price is the discount.
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, Discount (Preemptive Rights)
Raising funds through borrowing, which can include issuing bonds, taking out loans,
or other forms of borrowing. Occurs when a company sells fixed-income products,
such as bills, bonds, or notes.
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Debt Financing through bonds
The number of products or services industries produce as an output. It is a
coincidental indicator as it reflects the current state of the economy.
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The Index of Industrial Production
Alternating periods of economic expansion and economic recession
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Business Cycle
invest in start-ups and small businesses. Seek an equity stake in return for their
investment and help grow the company
are no sale restrictions after the period is over.
Give this one a try later!
Sale of Restricted Stock
,a nine-character alphanumeric code that uniquely identifies and tracks North
American securities throughout their life cycle.
Give this one a try later!
Committee on Uniform Securities Identification Procedures (CUSIP)
Stocks whose current share price is less than their intrinsic value. These companies are
often undervalued, not new , and their share price is expected to increase. Often
found in competitive industries such as the energy sector.
Give this one a try later!
Value (Stocks)
A period of economic growth as measured by a rise in real GDP. Employment is high,
income rises, consumer spending is high and debtors are paying their debts.
Give this one a try later!
Expansion
Impact cross border commerce in the region by decreasing import and export duties
and encouraging investment in international trade. Negatively when countries have
disagreements, there could be complete stoppage of trade or embargoes.
Give this one a try later!
, Foreign Governments
Evaluate the scope of an economy's activity. GNP tracks all economic activity carried
out by businesses and citizens of a nation, regardless of location. GDP measures
productivity and economic activities within a nation's borders. For example a high
GDP is attractive for foreign investment, and a high GNP means that US companies
with divisions in other countries are making high profits.
Give this one a try later!
GDP and GNP
Legislation governing who must register with the SEC as an investment adviser.
Prohibits advisers from engaging in front-running and churning practices. Entities that
are excluded are Banks and bank holding companies, Lawyers, accountants,
engineers, and teachers, Brokers and dealers, Publishers, Government securities
advisers, credit rating agencies, family offices.
Give this one a try later!
Investment Advisers Act of 1940
the amount that the share price is lower than the net asset value, expressed as a
percentage. occurs when a its market price is lower than its intrinsic or perceived
value. The actual difference between higher par value and lower price is the discount.
Give this one a try later!
, Discount (Preemptive Rights)
Raising funds through borrowing, which can include issuing bonds, taking out loans,
or other forms of borrowing. Occurs when a company sells fixed-income products,
such as bills, bonds, or notes.
Give this one a try later!
Debt Financing through bonds
The number of products or services industries produce as an output. It is a
coincidental indicator as it reflects the current state of the economy.
Give this one a try later!
The Index of Industrial Production
Alternating periods of economic expansion and economic recession
Give this one a try later!
Business Cycle
invest in start-ups and small businesses. Seek an equity stake in return for their
investment and help grow the company
