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SIE TERMS QUESTIONS WITH COMPLETE ANSWERS

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SIE TERMS QUESTIONS WITH COMPLETE ANSWERS

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SIE

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in accounting measure used to determine an annual attendance proportionate
interest in the issue or separate account during an Inuit he's accumulation stage


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accumulation unit

,anything that an individual or corporation owns. A balance sheet item expressing what
a corporation owns


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asset




the equity issues of financially stable well-established companies that have
demonstrated their ability to pay dividends in both good and bad times


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blue chip stock




the documents supplied by a Commercial Bank in which the bank certifies that I put
writer has sufficient funds on deposit at the bank to equal the aggregate exercise
price of the put; this releases the option writer from the option margin requirement


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bank guarantee letter




An order that specifies it is to be executed at the opening of the market of trading in
that security or else it is to be canceled. The order will be executed at the opening
price. Related item(s): market- on-close order.


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, at the opening order




a tool used by technical analyst to track the price movements of a commodity over
several consecutive time periods


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bar chart




A settlement contract that calls for delivery and payment according to a number of
days specified by the buyer. Related item(s): regular way; seller's option.


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buyer's option




a person who has acquired a beneficial interest in a limited partnership from a third
party but who is neither a substitute limited partner nor an assignee of record


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Assignee




any location identified by any means to the public as a place where I registered
broker-dealer conducts business

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branch office




an option contract giving the owner of the rights to buy a specified amount of an
underlying security at a specified price within a specified time. The act of exercising a
call option


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call




the arrangement whereby finra or a designated Arbitration Association hears and
settles disagreements between members member organizations their employees and
customers


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Arbitration




The rate of interest a brokerage firm charges its margin account clients on their debit
balances.


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Call Loan Rate

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