CQA EXAM WITH FULL PACK
SOLUTIONS
A groot gcause gof ga gnonconformance gis gdefined gas ga gproblem gthat g
(A) gis gdiscovered gby gconducting gdesigned gexperiments g
(B) gis gestablished gthrough gthe guse gof gfishbone gdiagrams g
(C) gmust gbe greviewed gby gthe gmaterial greview gboard g
(D) gmust gbe gcorrected gin gorder gto gprevent ga grecurrence g- gcorrect ganswers g-(D)
gmust gbe gcorrected gin gorder gto gprevent ga grecurrence
When glower-tier gdocuments gare gcompared gto ghigher-tier gdocuments gbefore gthe
gfieldwork gstarts, gthe gcomparison gis gcalled ga g
(A) gdesk gaudit g
(B) gprocess gaudit g
,(C) gconformance gaudit g
(D) gmanagement gaudit g- gcorrect ganswers g-(A) gdesk gaudit
An gaudit gtrail gis gnecessary gin gorder gto
(A) gschedule gand gbudget gfor gaudit gassignments g
(B) gshow ghow gand gwhen gitems gwere greviewed g
(C) gprovide gmanagement gwith gjustification gfor gan gaudit g
(D) gprovide gthe gaudit gmanager gwith gaudit gresults g- gcorrect ganswers g-(B) gshow
ghow gand gwhen gitems gwere greviewed
Which gof gthe gfollowing gaudit gstrategies gis ga gcommon gtechnique gto gassess
gcompliance gto ga gspecific grequirement gat gall glocations gwhere gthat grequirement gis
gapplicable?
(A) gDiscovery gmethod g
(B) gElement gmethod g
(C) gDepartment gmethod g
(D) gProcess gmethod g- gcorrect ganswers g-(B) gElement gmethod
Which gof gthe gfollowing gconclusions gcan gbe gmade gby gan gauditor gwho gobserves
gthat gstatistical gprocess gcontrol g(SPC) gcharts gposted gnear goperator gworkstations
gare gdone gcorrectly gand gare gregularly gcompleted gthroughout gthe gplant?
(A) gCommitment gof gmanagement gto gquality gis gstrong g
(B) gProcesses gare gbeing gimproved gcontinually g
(C) gShop gfloor gstaff ghave gbeen gfully gtrained g
(D) gSPC gcharts gare gavailable g- gcorrect ganswers g-(D) gSPC gcharts gare gavailable
When gis git gacceptable gto ggrant gan gextension gof gthe gtime gframe gfor ga gcorrective
gaction? g
(A) gWhen gthe gauditor gcannot gperform gthe gfollow-up gaudit gas gscheduled g
(B) gWhen gthe gauditee gdetermines gthat gthe gproposed gcorrective gaction gis gnot
gcost-effective g
(C) gWhen gthe gcorrective gaction gplan grequires gmore gtime gthan goriginally
ganticipated g
(D) gWhen gthere ghas gbeen ga gchange gin goperators gwho gperform gthe gtask g-
gcorrect ganswers g-(c) gWhen gthe gcorrective gaction gplan grequires gmore gtime gthan
goriginally ganticipated
The gfraction gof gnonconforming gproducts gis gplotted gon gwhich gof gthe gfollowing
gtypes gof gcontrol gcharts?
(A) gp gchart g
(B) gu gchart g
(C) gnp gchart g
(D) gc gchart g- gcorrect ganswers g-(A) gp gchart
Auditors gcan guse gflowcharts gin gtheir gwork gin gorder gto
(A) ganalyze gthe gcausal gfactors gof gprocess gdispersion g
, (B) gunderstand gthe goverall gprocess gor gsystem gbeing gaudited g
(C) gdistinguish gvariations gin ga gprocess gover gtime g
(D) gdetermine gprocess gcapability gand guniformity g- gcorrect ganswers g-(B)
gunderstand gthe goverall gprocess gor gsystem gbeing gaudited
An gauditee gresponds gto ga gcorrective gaction grequest gby gstating gthat gthe gproblem
ghas gnever goccurred gbefore gand gis g"not gthe gnorm gfor gour goperation." gWhich gof
gthe gfollowing gis gthe gmost gappropriate gaction gfor gthe glead gauditor?
(A) gNote gthat gthe gdeficiency gis gthe gresult gof ga grandom goccurrence. g
(B) gDraft ga gresponse gexplicitly grequesting ga gmore gconcise groot-cause ganalysis. g
(C) gConfer gwith gthe gaudit gclient gto gassess gthe gappropriateness gof gthe gresponse.
g
(D) gSchedule ga gfollow-up gaudit gimmediately. g- gcorrect ganswers g-(B) gDraft ga
gresponse gexplicitly grequesting ga gmore gconcise groot-cause ganalysis.
Which gof gthe gfollowing gis gan gaudit greporting gtechnique gfor gprioritizing gaudit
gfindings?
(A) gWeibull gdistribution g
(B) gRisk-benefit gratio g
(C) gCognitive gdissonance g
(D) gIshikawa gdiagram g- gcorrect ganswers g-(B) gRisk-benefit gratio
Which gof gthe gfollowing gis gmost gimportant gfor gan gauditor gto gconvey gat gan ginitial
gaudit ginterview?
(A) gA ggive-and-take gatmosphere gthat gfocuses gon gcompromise g
(B) gA gformal gapproach gthat gis gguided gby gspecific groles gfor geach gparticipant g
(C) gAn ginterest gin gcooperation gand gopen gdialogue g
(D) gA gpersonal gapproach gto ginformation ggathering g- gcorrect ganswers g-(C) gAn
ginterest gin gcooperation gand gopen gdialogue
If gthe gaudit gescort gfor gone garea gis grepeatedly glate gor gunavailable, gwhat gis gthe
gbest goption gopen gto gthe gauditor?
(A) gNotify gthe gauditee gmanagement gof gthe gconsequences gcreated gby gthe gdelays.
g
(B) gNarrow gthe gscope gof gthe gaudit gto gaccommodate gthe gdelays. g
(C) gProceed gwithout gthe gescort. g
(D) gAssess gsystem geffectiveness gusing gobjective gevidence gfrom gother gareas. g-
gcorrect ganswers g-(A) gNotify gthe gauditee gmanagement gof gthe gconsequences
gcreated gby gthe gdelays.
Which gof gthe gfollowing gstatistics gwould gbest gdescribe gthe gcentral gtendency gof ga
gsample gof gdata?.
(A) gMode g
(B) gMean g
(C) gStandard gdeviation g
(D) gRange g- gcorrect ganswers g-(B) gMean
SOLUTIONS
A groot gcause gof ga gnonconformance gis gdefined gas ga gproblem gthat g
(A) gis gdiscovered gby gconducting gdesigned gexperiments g
(B) gis gestablished gthrough gthe guse gof gfishbone gdiagrams g
(C) gmust gbe greviewed gby gthe gmaterial greview gboard g
(D) gmust gbe gcorrected gin gorder gto gprevent ga grecurrence g- gcorrect ganswers g-(D)
gmust gbe gcorrected gin gorder gto gprevent ga grecurrence
When glower-tier gdocuments gare gcompared gto ghigher-tier gdocuments gbefore gthe
gfieldwork gstarts, gthe gcomparison gis gcalled ga g
(A) gdesk gaudit g
(B) gprocess gaudit g
,(C) gconformance gaudit g
(D) gmanagement gaudit g- gcorrect ganswers g-(A) gdesk gaudit
An gaudit gtrail gis gnecessary gin gorder gto
(A) gschedule gand gbudget gfor gaudit gassignments g
(B) gshow ghow gand gwhen gitems gwere greviewed g
(C) gprovide gmanagement gwith gjustification gfor gan gaudit g
(D) gprovide gthe gaudit gmanager gwith gaudit gresults g- gcorrect ganswers g-(B) gshow
ghow gand gwhen gitems gwere greviewed
Which gof gthe gfollowing gaudit gstrategies gis ga gcommon gtechnique gto gassess
gcompliance gto ga gspecific grequirement gat gall glocations gwhere gthat grequirement gis
gapplicable?
(A) gDiscovery gmethod g
(B) gElement gmethod g
(C) gDepartment gmethod g
(D) gProcess gmethod g- gcorrect ganswers g-(B) gElement gmethod
Which gof gthe gfollowing gconclusions gcan gbe gmade gby gan gauditor gwho gobserves
gthat gstatistical gprocess gcontrol g(SPC) gcharts gposted gnear goperator gworkstations
gare gdone gcorrectly gand gare gregularly gcompleted gthroughout gthe gplant?
(A) gCommitment gof gmanagement gto gquality gis gstrong g
(B) gProcesses gare gbeing gimproved gcontinually g
(C) gShop gfloor gstaff ghave gbeen gfully gtrained g
(D) gSPC gcharts gare gavailable g- gcorrect ganswers g-(D) gSPC gcharts gare gavailable
When gis git gacceptable gto ggrant gan gextension gof gthe gtime gframe gfor ga gcorrective
gaction? g
(A) gWhen gthe gauditor gcannot gperform gthe gfollow-up gaudit gas gscheduled g
(B) gWhen gthe gauditee gdetermines gthat gthe gproposed gcorrective gaction gis gnot
gcost-effective g
(C) gWhen gthe gcorrective gaction gplan grequires gmore gtime gthan goriginally
ganticipated g
(D) gWhen gthere ghas gbeen ga gchange gin goperators gwho gperform gthe gtask g-
gcorrect ganswers g-(c) gWhen gthe gcorrective gaction gplan grequires gmore gtime gthan
goriginally ganticipated
The gfraction gof gnonconforming gproducts gis gplotted gon gwhich gof gthe gfollowing
gtypes gof gcontrol gcharts?
(A) gp gchart g
(B) gu gchart g
(C) gnp gchart g
(D) gc gchart g- gcorrect ganswers g-(A) gp gchart
Auditors gcan guse gflowcharts gin gtheir gwork gin gorder gto
(A) ganalyze gthe gcausal gfactors gof gprocess gdispersion g
, (B) gunderstand gthe goverall gprocess gor gsystem gbeing gaudited g
(C) gdistinguish gvariations gin ga gprocess gover gtime g
(D) gdetermine gprocess gcapability gand guniformity g- gcorrect ganswers g-(B)
gunderstand gthe goverall gprocess gor gsystem gbeing gaudited
An gauditee gresponds gto ga gcorrective gaction grequest gby gstating gthat gthe gproblem
ghas gnever goccurred gbefore gand gis g"not gthe gnorm gfor gour goperation." gWhich gof
gthe gfollowing gis gthe gmost gappropriate gaction gfor gthe glead gauditor?
(A) gNote gthat gthe gdeficiency gis gthe gresult gof ga grandom goccurrence. g
(B) gDraft ga gresponse gexplicitly grequesting ga gmore gconcise groot-cause ganalysis. g
(C) gConfer gwith gthe gaudit gclient gto gassess gthe gappropriateness gof gthe gresponse.
g
(D) gSchedule ga gfollow-up gaudit gimmediately. g- gcorrect ganswers g-(B) gDraft ga
gresponse gexplicitly grequesting ga gmore gconcise groot-cause ganalysis.
Which gof gthe gfollowing gis gan gaudit greporting gtechnique gfor gprioritizing gaudit
gfindings?
(A) gWeibull gdistribution g
(B) gRisk-benefit gratio g
(C) gCognitive gdissonance g
(D) gIshikawa gdiagram g- gcorrect ganswers g-(B) gRisk-benefit gratio
Which gof gthe gfollowing gis gmost gimportant gfor gan gauditor gto gconvey gat gan ginitial
gaudit ginterview?
(A) gA ggive-and-take gatmosphere gthat gfocuses gon gcompromise g
(B) gA gformal gapproach gthat gis gguided gby gspecific groles gfor geach gparticipant g
(C) gAn ginterest gin gcooperation gand gopen gdialogue g
(D) gA gpersonal gapproach gto ginformation ggathering g- gcorrect ganswers g-(C) gAn
ginterest gin gcooperation gand gopen gdialogue
If gthe gaudit gescort gfor gone garea gis grepeatedly glate gor gunavailable, gwhat gis gthe
gbest goption gopen gto gthe gauditor?
(A) gNotify gthe gauditee gmanagement gof gthe gconsequences gcreated gby gthe gdelays.
g
(B) gNarrow gthe gscope gof gthe gaudit gto gaccommodate gthe gdelays. g
(C) gProceed gwithout gthe gescort. g
(D) gAssess gsystem geffectiveness gusing gobjective gevidence gfrom gother gareas. g-
gcorrect ganswers g-(A) gNotify gthe gauditee gmanagement gof gthe gconsequences
gcreated gby gthe gdelays.
Which gof gthe gfollowing gstatistics gwould gbest gdescribe gthe gcentral gtendency gof ga
gsample gof gdata?.
(A) gMode g
(B) gMean g
(C) gStandard gdeviation g
(D) gRange g- gcorrect ganswers g-(B) gMean
