LEGL 2700 ROESSING EXAM 4 (ACTUAL
EXAM) WITH CORRECT QUESTIONS AND
ANSWERS LATEST 2024 – 2025 GOOD
SCORE IS GUARANTEED GRADE A+
sexual harassment - ANSWERS-plaintiff has been promised
benefits or threatened with loss if she or he does not give
sexual favors to an employment supervisor
americans with disabilities act (ADA) - ANSWERS-prohibits
employer discrimination against applicants or employees based
on their having a disability, having one in the past, or being
regarded as having one
prohibits employers of 15 or more from discriminating against
the qualified disabled
reasonable accommodation - ANSWERS-employers must make
reasonable accommodations for the qualified disabled
,aka nothing that would cause an undue burden
seller - ANSWERS-anyone who contracts with a purchaser or
who is a motivating influence that causes the purchase
transaction to occur
issuer - ANSWERS-individual or business organization offering a
security for sale to the public
underwriter - ANSWERS-anyone who participates in the original
distribution of securities by selling such securities for the issuer
or by guaranteeing their sale
registration statement - ANSWERS-detailed disclosure of
financial information about the issuer and controlling
individuals involved in the offering of securities for sale to the
public
prefiling period - ANSWERS-registration statement yet to be
filed
, legal: the issuer of a security to engage in preliminary
negotiations and agreements and underwriters
illegal: sell covered security/offers to sell or buy
waiting period - ANSWERS-SEC investigates the accuracy of the
registration statement to determine whether sale of securities
should be permitted
legal: solicit a buyer or receive offers to buy, may solicit for
later acceptance
illegal: contracts to sell a security subject to the act, offers
cannot be accepted
tombstone ads - ANSWERS-brief announcements identifying
the security and stating its price, by whom orders will be
executed, and from whom a prospectus may be obtained
posteffective period - ANSWERS-contracts to buy and sell
securities are finalized
prospectus - ANSWERS-contains same essential financial
information as registration statement that must be furnished to
EXAM) WITH CORRECT QUESTIONS AND
ANSWERS LATEST 2024 – 2025 GOOD
SCORE IS GUARANTEED GRADE A+
sexual harassment - ANSWERS-plaintiff has been promised
benefits or threatened with loss if she or he does not give
sexual favors to an employment supervisor
americans with disabilities act (ADA) - ANSWERS-prohibits
employer discrimination against applicants or employees based
on their having a disability, having one in the past, or being
regarded as having one
prohibits employers of 15 or more from discriminating against
the qualified disabled
reasonable accommodation - ANSWERS-employers must make
reasonable accommodations for the qualified disabled
,aka nothing that would cause an undue burden
seller - ANSWERS-anyone who contracts with a purchaser or
who is a motivating influence that causes the purchase
transaction to occur
issuer - ANSWERS-individual or business organization offering a
security for sale to the public
underwriter - ANSWERS-anyone who participates in the original
distribution of securities by selling such securities for the issuer
or by guaranteeing their sale
registration statement - ANSWERS-detailed disclosure of
financial information about the issuer and controlling
individuals involved in the offering of securities for sale to the
public
prefiling period - ANSWERS-registration statement yet to be
filed
, legal: the issuer of a security to engage in preliminary
negotiations and agreements and underwriters
illegal: sell covered security/offers to sell or buy
waiting period - ANSWERS-SEC investigates the accuracy of the
registration statement to determine whether sale of securities
should be permitted
legal: solicit a buyer or receive offers to buy, may solicit for
later acceptance
illegal: contracts to sell a security subject to the act, offers
cannot be accepted
tombstone ads - ANSWERS-brief announcements identifying
the security and stating its price, by whom orders will be
executed, and from whom a prospectus may be obtained
posteffective period - ANSWERS-contracts to buy and sell
securities are finalized
prospectus - ANSWERS-contains same essential financial
information as registration statement that must be furnished to
