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A Missouri broker is supervising affiliated licensees. Which
responsibility is considered a primary duty of the supervising broker?
A. Allowing all licensees to operate independently without oversight
B. Ensuring affiliated licensees comply with Missouri real estate laws
and regulations
C. Delegating all legal responsibilities to office staff
D. Avoiding involvement in transaction activities
Answer: B. Ensuring affiliated licensees comply with Missouri real
estate laws and regulations
Rationale: A Missouri broker has a supervisory responsibility to ensure
affiliated licensees follow applicable real estate laws, Commission rules,
and brokerage policies. A broker cannot avoid responsibility by allowing
agents to operate without oversight.
,A broker who fails to reasonably supervise affiliated licensees may face
disciplinary action from which organization?
A. Missouri Department of Revenue
B. Missouri Real Estate Commission
C. Local zoning authority
D. County recorder’s office
Answer: B. Missouri Real Estate Commission
Rationale: The Missouri Real Estate Commission (MREC) regulates real
estate licensees and may discipline brokers who fail to properly
supervise their affiliated agents.
A Missouri broker should establish written office policies primarily to:
A. Eliminate all agent decision-making
B. Provide guidance and ensure consistent compliance
C. Replace state laws and regulations
D. Prevent agents from communicating with clients
Answer: B. Provide guidance and ensure consistent compliance
,Rationale: Written policies help brokers create consistent procedures,
reduce errors, and ensure affiliated licensees understand their
responsibilities.
A supervising broker learns that an affiliated salesperson has engaged
in improper advertising. What should the broker do first?
A. Ignore the issue unless a complaint is filed
B. Immediately investigate and correct the violation
C. Allow the salesperson to continue advertising
D. Transfer responsibility to another broker
Answer: B. Immediately investigate and correct the violation
Rationale: Supervising brokers must take reasonable steps to address
violations by affiliated licensees. Ignoring misconduct may expose the
broker to disciplinary action.
A broker’s supervisory duties include monitoring:
A. Only newly licensed salespersons
B. Only transactions involving large commissions
, C. All affiliated licensees under the broker’s authority
D. Only independent contractors
Answer: C. All affiliated licensees under the broker’s authority
Rationale: A broker’s supervision extends to all affiliated licensees,
regardless of experience level, transaction size, or employment
classification.
A Missouri broker may delegate certain administrative tasks but must
retain:
A. Responsibility for compliance supervision
B. Responsibility for paying all agent expenses
C. Ownership of every listing
D. Control of every client decision
Answer: A. Responsibility for compliance supervision
Rationale: Brokers may assign administrative duties, but they cannot
transfer their legal responsibility to supervise affiliated licensees.
A broker reviewing transaction files should verify that: