CUSECO Exam Prep: Certified US Export
Compliance Officer Questions and Answers
Question 1
General Prohibition 1
Correct Answer
In determining if a license is needed for export of a controlled product, we must
check reasons for control, country chart, and license exceptions.
Question 2
DDTC registration requirement
Correct Answer
a manufacture of defense articles or defense services; exporter of defense articles or
defense services; brokering activities involving defense articles or defense services
Question 3
Simplified network application process - redesign (SNAP-R)
Correct Answer
portal for submitting license applications to BIS.
Question 4
Classified
Correct Answer
SECRET or TOP SECRET
Question 5
Screening list identifying potential buyers requiring a license
Correct Answer
Entity List.
Page 1 of 61
,Question 6
Temporary export license
Correct Answer
Can authorize the temporary export of unclassified defense articles.
Question 7
ITAR exemption recordkeeping
Correct Answer
When an exemption is claimed for the export of unclassified technical data under
ITAR, the exporter must maintain a record of each such export.
Question 8
Administrative Law Judge
Correct Answer
In proceedings before the Administrative Law Judge, the judge may request the
parties to their counsel to a prehearing conference.
Question 9
Export to controlled destination
Correct Answer
The easiest way for us to export is to a country which is not a controlled destination.
Question 10
CCL
Correct Answer
Commerce Control List, which categorizes items subject to export controls.
Page 2 of 61
,Question 11
documents provided by the seller
Correct Answer
Commercial invoice, packing list, any applicable certificate of origin.
Question 12
Classification request process result
Correct Answer
ECCN or EAR99 classification
Question 13
Customer Screening Activity
Correct Answer
The following represents one activity of customer based screening: Customer lists
are kept current by perpetual screening of list changes.
Question 14
LVS qualification
Correct Answer
For two products under the same ECCN, you may ship up to $24,000 total per year
of either or both products at a time.
Question 15
Form for TEMPORARY import license (unclassified)
Correct Answer
Form DSP-61.
Page 3 of 61
, Question 16
Temporary import
Correct Answer
May only be returned to the country from which it was shipped or taken, although it
may transit another country while en route.
Question 17
Retransfer under the ITAR
Correct Answer
The transfer of defense articles and defense services from one country to another,
the transfer of defense articles and services from one end-user to another in the
same country, the same as a reexport
Question 18
civilian end use (CIV)
Correct Answer
for group D:1 countries except north korea.
Question 19
approved ICP
Correct Answer
An approved Internal Compliance Program for export compliance.
Question 20
New DDTC electronic defense trade licensing system
Correct Answer
D-Trade-2.
Page 4 of 61
Compliance Officer Questions and Answers
Question 1
General Prohibition 1
Correct Answer
In determining if a license is needed for export of a controlled product, we must
check reasons for control, country chart, and license exceptions.
Question 2
DDTC registration requirement
Correct Answer
a manufacture of defense articles or defense services; exporter of defense articles or
defense services; brokering activities involving defense articles or defense services
Question 3
Simplified network application process - redesign (SNAP-R)
Correct Answer
portal for submitting license applications to BIS.
Question 4
Classified
Correct Answer
SECRET or TOP SECRET
Question 5
Screening list identifying potential buyers requiring a license
Correct Answer
Entity List.
Page 1 of 61
,Question 6
Temporary export license
Correct Answer
Can authorize the temporary export of unclassified defense articles.
Question 7
ITAR exemption recordkeeping
Correct Answer
When an exemption is claimed for the export of unclassified technical data under
ITAR, the exporter must maintain a record of each such export.
Question 8
Administrative Law Judge
Correct Answer
In proceedings before the Administrative Law Judge, the judge may request the
parties to their counsel to a prehearing conference.
Question 9
Export to controlled destination
Correct Answer
The easiest way for us to export is to a country which is not a controlled destination.
Question 10
CCL
Correct Answer
Commerce Control List, which categorizes items subject to export controls.
Page 2 of 61
,Question 11
documents provided by the seller
Correct Answer
Commercial invoice, packing list, any applicable certificate of origin.
Question 12
Classification request process result
Correct Answer
ECCN or EAR99 classification
Question 13
Customer Screening Activity
Correct Answer
The following represents one activity of customer based screening: Customer lists
are kept current by perpetual screening of list changes.
Question 14
LVS qualification
Correct Answer
For two products under the same ECCN, you may ship up to $24,000 total per year
of either or both products at a time.
Question 15
Form for TEMPORARY import license (unclassified)
Correct Answer
Form DSP-61.
Page 3 of 61
, Question 16
Temporary import
Correct Answer
May only be returned to the country from which it was shipped or taken, although it
may transit another country while en route.
Question 17
Retransfer under the ITAR
Correct Answer
The transfer of defense articles and defense services from one country to another,
the transfer of defense articles and services from one end-user to another in the
same country, the same as a reexport
Question 18
civilian end use (CIV)
Correct Answer
for group D:1 countries except north korea.
Question 19
approved ICP
Correct Answer
An approved Internal Compliance Program for export compliance.
Question 20
New DDTC electronic defense trade licensing system
Correct Answer
D-Trade-2.
Page 4 of 61
