UNIVERSITY EXAMINATIONS
Oct/Nov 2020
AUI2601
The Internal Auditing: Theory and Principles
100 Marks
Two (2) Hours
This paper consists of 11 pages.
Instructions:
1. Closed book examination
2. Save a copy of the examination paper before your start answering the questions.
3. Answer in a handwritten format or typed format on your computer, convert to pdf and upload
as one PDF.
4. Write legible and clearly and DO NOT password-protect your PDF file.
5. Virus infected files will not be marked.
6. NO emailed submissions will be allowed.
7. Commence the submission (uploading) of your answer file as soon as you have completed
the assessment, do not wait for the session to conclude. Verify the file detail before final
submission.
Honesty Declaration:
By submitting my exam solution, I declare that:
• I know what plagiarism is, that plagiarism is wrong and that disciplinary steps can be taken
against me if I am found guilty of plagiarism;
• This exam solution, submitted by myself, is my own work;
• I have not assisted any other student in any manner and I have not had the assistance of
any other person, in completing this exam;
• I know that if I am found to be in violation of this declaration I will receive 0% for this
examination.
Please note: You do not have to sign the declaration. By submitting your solution, you
automatically declare that you adhere to all the above with regards to this specific
examination.
[TURN OVER]
, CONFIDENTIAL
Page 2 of 11 AUI2601
Oct/Nov 2020
THIS EXAMINATION QUESTION PAPER CONSISTS OF ELEVEN (11) PAGES.
Question Main topic Marks
1 Multiple-choice questions 15
2 Conducting internal audit engagements 25
3 IPPF 30
4 Nature of internal auditing, purpose and responsibilities 30
100
Please note:
Although the primary purpose of the examination is to test the candidate’s knowledge and
ability to apply the subject matter, the examiners will also take into consideration his or her
ability to organise and present this knowledge in acceptable, written English.
[TURN OVER]
Oct/Nov 2020
AUI2601
The Internal Auditing: Theory and Principles
100 Marks
Two (2) Hours
This paper consists of 11 pages.
Instructions:
1. Closed book examination
2. Save a copy of the examination paper before your start answering the questions.
3. Answer in a handwritten format or typed format on your computer, convert to pdf and upload
as one PDF.
4. Write legible and clearly and DO NOT password-protect your PDF file.
5. Virus infected files will not be marked.
6. NO emailed submissions will be allowed.
7. Commence the submission (uploading) of your answer file as soon as you have completed
the assessment, do not wait for the session to conclude. Verify the file detail before final
submission.
Honesty Declaration:
By submitting my exam solution, I declare that:
• I know what plagiarism is, that plagiarism is wrong and that disciplinary steps can be taken
against me if I am found guilty of plagiarism;
• This exam solution, submitted by myself, is my own work;
• I have not assisted any other student in any manner and I have not had the assistance of
any other person, in completing this exam;
• I know that if I am found to be in violation of this declaration I will receive 0% for this
examination.
Please note: You do not have to sign the declaration. By submitting your solution, you
automatically declare that you adhere to all the above with regards to this specific
examination.
[TURN OVER]
, CONFIDENTIAL
Page 2 of 11 AUI2601
Oct/Nov 2020
THIS EXAMINATION QUESTION PAPER CONSISTS OF ELEVEN (11) PAGES.
Question Main topic Marks
1 Multiple-choice questions 15
2 Conducting internal audit engagements 25
3 IPPF 30
4 Nature of internal auditing, purpose and responsibilities 30
100
Please note:
Although the primary purpose of the examination is to test the candidate’s knowledge and
ability to apply the subject matter, the examiners will also take into consideration his or her
ability to organise and present this knowledge in acceptable, written English.
[TURN OVER]
