Fiduciary AZ Practice Questions -
Certification 11%
Upon completion of an investigation, with or without a hearing, the fiduciary board may impose
civil penalt(ies)not to exceed how much for each violation and not to exceed a total of how
much? -answer $500 per violation ; $15,000 total
How many days does a licensee have to notify AOC staff of a misdemeanor or felony conviction?
-answer 10 days
Within how many days of receipt for hearing should the hearing be held? -answer 60
days
After the disciplinary hearing, how many days does the hearing officer have to prepare and file a
written recommendation? -answer 30 days
Within how many days upon expiration or surrender of the license does the AOC division staff
have to return any cash bond not forfeited? -answer 120 days
How many days does AOC staff have to mail the boards final order of suspension to the
certificate holder? -answer 2 days
Once a designated principal has provided notice of inability to serve, how many days does the
business entity have to file with the division staff, the executed principle form, naming the new
principal? -answer 30 days
, How many days from the date of an order of emergency summary suspend must a hearing be
held? -answer 10 days
If a business entity's designated principal can no longer serve, how many days do they have to
notify division staff of the new designated principal? Are the number of days the same for
Veterans and Public Fiduciary? -answer 14 days, Yes
How many days does the applicant have to notify staff of the relevant changes to the
application? -answer 5 days
How many days does a certificate holder have to notify staff of a felony conviction? -answer
10 days
Who may direct the AOC staff to conduct an investigation? Who may initiate a complaint? -
answer The director, complaints may be filed by all judicial officers, court employees,
certificate holders, and any person may notify staff
Who develops policies and procedures and appoints/supervised division staff? -answer
The director
Who serves as the probable cause panelist to review recommendations of staff regarding
complaints? -answer The deputy director
Who can issue a subpoena, dismiss complaints and refer complaints to another agency? -
answer The Division director
Who administers the certification program? -answer Division staff
Certification 11%
Upon completion of an investigation, with or without a hearing, the fiduciary board may impose
civil penalt(ies)not to exceed how much for each violation and not to exceed a total of how
much? -answer $500 per violation ; $15,000 total
How many days does a licensee have to notify AOC staff of a misdemeanor or felony conviction?
-answer 10 days
Within how many days of receipt for hearing should the hearing be held? -answer 60
days
After the disciplinary hearing, how many days does the hearing officer have to prepare and file a
written recommendation? -answer 30 days
Within how many days upon expiration or surrender of the license does the AOC division staff
have to return any cash bond not forfeited? -answer 120 days
How many days does AOC staff have to mail the boards final order of suspension to the
certificate holder? -answer 2 days
Once a designated principal has provided notice of inability to serve, how many days does the
business entity have to file with the division staff, the executed principle form, naming the new
principal? -answer 30 days
, How many days from the date of an order of emergency summary suspend must a hearing be
held? -answer 10 days
If a business entity's designated principal can no longer serve, how many days do they have to
notify division staff of the new designated principal? Are the number of days the same for
Veterans and Public Fiduciary? -answer 14 days, Yes
How many days does the applicant have to notify staff of the relevant changes to the
application? -answer 5 days
How many days does a certificate holder have to notify staff of a felony conviction? -answer
10 days
Who may direct the AOC staff to conduct an investigation? Who may initiate a complaint? -
answer The director, complaints may be filed by all judicial officers, court employees,
certificate holders, and any person may notify staff
Who develops policies and procedures and appoints/supervised division staff? -answer
The director
Who serves as the probable cause panelist to review recommendations of staff regarding
complaints? -answer The deputy director
Who can issue a subpoena, dismiss complaints and refer complaints to another agency? -
answer The Division director
Who administers the certification program? -answer Division staff
