ORION SERIES 65 EXAM 5 QUESTIONS
AND ANSWERS 100% PASS.
Tactical asset allocation - ANS Which of the following portfolio management styles would
most likely incur the highest transaction costs?
Current income and cash flow requirements. - ANS If a new client has $200,00 to invest and
wants to retire in 15 years, which of the following client information is least necessary for an
adviser to recommend a suitable investment program?
Complex trust - ANS A professional tennis player comes to you seeking advice on setting up a
trust. She is interested in giving to charity and also wants discretion as to when income is
distributed to the beneficiaries, her parents. Which trust do you advise she use?
Timing - ANS A popular funding technique that involves investing the same amount at regular
intervals is known as dollar cost averaging. Participating in this funding approach tends to lessen
which risk?
II and III, gold watch and Keogh plan - ANS Assets that might be found on a family balance
sheet include:
dollar cost averaging. - ANS An investor wishes to save for her retirement. She arranges to
ahve $250 per month withdrawn from her account to be invested into a community fund. This
type of saving plan is called:
1 @COPYRIGHT 2025/2026 ALLRIGHTS RESERVED.
AND ANSWERS 100% PASS.
Tactical asset allocation - ANS Which of the following portfolio management styles would
most likely incur the highest transaction costs?
Current income and cash flow requirements. - ANS If a new client has $200,00 to invest and
wants to retire in 15 years, which of the following client information is least necessary for an
adviser to recommend a suitable investment program?
Complex trust - ANS A professional tennis player comes to you seeking advice on setting up a
trust. She is interested in giving to charity and also wants discretion as to when income is
distributed to the beneficiaries, her parents. Which trust do you advise she use?
Timing - ANS A popular funding technique that involves investing the same amount at regular
intervals is known as dollar cost averaging. Participating in this funding approach tends to lessen
which risk?
II and III, gold watch and Keogh plan - ANS Assets that might be found on a family balance
sheet include:
dollar cost averaging. - ANS An investor wishes to save for her retirement. She arranges to
ahve $250 per month withdrawn from her account to be invested into a community fund. This
type of saving plan is called:
1 @COPYRIGHT 2025/2026 ALLRIGHTS RESERVED.
