Who backs Jumbo CD's and are they considered negotiable? Which market trades
Jumbo CD's
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, They are traded on the secondary market
They are backed by the issuing financial institution
They are considered negotiable
If a fund distributes a capital gain to shareholders which statements are true
I The capital gain is taxable if taken as a check
II The capital gain is not taxable if taken as a check
III The capital gain is taxable if it is auto reinvested
IV The capital gain is not taxable if it is auto reinvested
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I and III
The capital gain is taxable either way because it is distributed
Which rights do shareholders in a management company have?
I Vote for the Board of Directors
II Vote for the investment adviser of the fund
III Receive semi-annual and annual reports
IV Choose the broker who executes the portfolio transactions
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, They have the following rights
(Voting for BOD, Voting for the adviser, Receive reports)
Which of the following are defined as investment companies under the Investment
Company Act of 1940
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1) Management Company
2) Unit Investment Trust
3) Face Amount Certificate Company
( Real Estate Investment Trust are not considered under this act)
zero coupon bond
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a bond that makes no coupon payments and is thus initially priced at a
deep discount
Which of the following pay dividends?
I Warrants
II ADR's
Jumbo CD's
Give this one a try later!
, They are traded on the secondary market
They are backed by the issuing financial institution
They are considered negotiable
If a fund distributes a capital gain to shareholders which statements are true
I The capital gain is taxable if taken as a check
II The capital gain is not taxable if taken as a check
III The capital gain is taxable if it is auto reinvested
IV The capital gain is not taxable if it is auto reinvested
Give this one a try later!
I and III
The capital gain is taxable either way because it is distributed
Which rights do shareholders in a management company have?
I Vote for the Board of Directors
II Vote for the investment adviser of the fund
III Receive semi-annual and annual reports
IV Choose the broker who executes the portfolio transactions
Give this one a try later!
, They have the following rights
(Voting for BOD, Voting for the adviser, Receive reports)
Which of the following are defined as investment companies under the Investment
Company Act of 1940
Give this one a try later!
1) Management Company
2) Unit Investment Trust
3) Face Amount Certificate Company
( Real Estate Investment Trust are not considered under this act)
zero coupon bond
Give this one a try later!
a bond that makes no coupon payments and is thus initially priced at a
deep discount
Which of the following pay dividends?
I Warrants
II ADR's
