Accurate Answers for Guaranteed Success!
.(ATP) Define the term Audit? - ANSWER-An evaluation of an organization's
health and safety management system against an approved standard.
.(ATP) Define the term auditor? - ANSWER-An individual certified by a Certifying
Partner to conduct health and safety audits.
.(ATP) Describe how observations verify documentation and interview results? -
ANSWER-Observations verify that activities noted in the documentations are
taking place and confirm answers heard in interviews.
.(ATP) Describe the Nine (9) steps in the audit process in the correct order? -
ANSWER-Pre-Audit Preperations.
Pre-Audit Meeting.
Site Familiarization.
Documentation Review.
Interviews.
Observations.
Post-Audit Meeting.
Writing the Report.
Quality Assurance.
,.(ATP) Describe what should be included in the pre-audit meeting agenda? -
ANSWER-Purpose of the audit.
Audit process.
Expected outcomes.
Wrap-up meeting.
Confidentiality of process.
Auditor ethics.
Auditor schedule.
.(ATP) Differentiate between field and validation notes? - ANSWER-Field Notes -
give the auditor info to write comments and score each question.
Validation Notes - give employer context for the score.
.(ATP) Identify Four common types of COR audits? - ANSWER-Baseline.
Auditor Qualifications.
COR Maintenance.
COR Certification.
.(ATP) Identify the 10 elements of the ACSA audit tool? - ANSWER-Management
Commitment.
Public, Visitor, and Contracted Employers.
HSC / HSR.
Training.
Hazards Assessment.
,Hazard Control.
Inspection & Maintenance.
Emergency Response.
Investigations.
Program Administration.
.(ATP) Identify validation note criteria? - ANSWER-Answer the audit question.
Justify the points awarded or withheld.
Identify the validation technique used.
Be professional in style and content.
Give at least one company-specific example.
.(ATP) List four Audit Methods? - ANSWER-Limited Scope.
Action Plan.
Multiple Account Audit.
Team Audit.
.(ATP) List the four levels of employees that must be interviewed for an audit? -
ANSWER-Senior Managers
Managers
Supervisors
Workers
.(ATP) List the steps in the ACSA quality assurance process? - ANSWER-The
auditor completes the audit submission checklist.
, The ACSA confirms standards have been met.
The auditor amends the audit and resubmits audit if required.
.(ATP) List the Three criteria for a suggestion for improvement (SFI)? - ANSWER-
They must state what was missing in relations to an audit question.
They must offer a suggestion on how to address the deficiency.
They must state why fixing the deficiency is important to the HSMS.
.(ATP) List the Three validation techniques when performing an Audit? -
ANSWER-Documentation
Interviews
Observations
.(ATP) Name Five Key roles & responsibilities for auditors? - ANSWER-Send a
documentation list to the company.
Take field notes throughout the audit process.
Adhere to the Code of Ethics.
Communicate findings to the Employer.
Be an impartial observer.
Prepare for the audit.
Respect the authority of company supervisors.
.(ATP) State the purpose of auditing? - ANSWER-To find HSMS strengths and
opportunities for continual improvement.