BLAW 3310 FINAL REVIEW UTA
QUESTIONS| WITH ALREADY SOLVED
CORRECTLY ANSWERS!! | ASSURED
SUCCESS
How are agencies created? - 🧠ANSWER ✔✔Created through
statutes/legislation
Is an administrative law judge decision final and binding? - 🧠ANSWER
✔✔no, because it can always be appeal into the court system (Federal
courts)
Securities Act 1933 - 🧠ANSWER ✔✔-its has to due with disclosure even
before making the offer or selling the security. -registration statement must
be file before any offers can be make
- registration statement must be in file for 20 conservatives days
Securities Act 1934 - 🧠ANSWER ✔✔-applies until the securities are file
and effective
- covers after the security has been issued or has been effective
COPYRIGHT©PROFFKERRYMARTIN 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE.
1
PRIVACY STATEMENT. ALL RIGHTS RESERVED
, what is the constitutional basis of the federal securities regulation? -
🧠ANSWER ✔✔--
The Sherman Act of 1890 - 🧠ANSWER ✔✔The Sherman Act of 1890
made restraint of trade (among states or with foreign nations) illegal, and
attempts to monopolize trade (among states or with foreign nations) illegal
Clayton Antitrust Act of 1914 - 🧠ANSWER ✔✔Clayton Antitrust Act of 1914
made practices that substantially lesson competition or tend to create a
monopoly illegal.
FTC Act of 1914 - 🧠ANSWER ✔✔FTC Act of 1914 is where Congress
established the FTC as an agency to investigate and enforce violations of
the antitrust laws. Most of the Act provides for the structure, powers, and
procedures of the FTC, but it also provides a major addition to antitrust law:
that unfair methods of competition and unfair/deceptive acts affecting
commerce are illegal.
price discrimination - 🧠ANSWER ✔✔when a vendor/producer sells a
produce to a customer for a lower price than it sells to the rest of its
customers
COPYRIGHT©PROFFKERRYMARTIN 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE.
2
PRIVACY STATEMENT. ALL RIGHTS RESERVED
QUESTIONS| WITH ALREADY SOLVED
CORRECTLY ANSWERS!! | ASSURED
SUCCESS
How are agencies created? - 🧠ANSWER ✔✔Created through
statutes/legislation
Is an administrative law judge decision final and binding? - 🧠ANSWER
✔✔no, because it can always be appeal into the court system (Federal
courts)
Securities Act 1933 - 🧠ANSWER ✔✔-its has to due with disclosure even
before making the offer or selling the security. -registration statement must
be file before any offers can be make
- registration statement must be in file for 20 conservatives days
Securities Act 1934 - 🧠ANSWER ✔✔-applies until the securities are file
and effective
- covers after the security has been issued or has been effective
COPYRIGHT©PROFFKERRYMARTIN 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE.
1
PRIVACY STATEMENT. ALL RIGHTS RESERVED
, what is the constitutional basis of the federal securities regulation? -
🧠ANSWER ✔✔--
The Sherman Act of 1890 - 🧠ANSWER ✔✔The Sherman Act of 1890
made restraint of trade (among states or with foreign nations) illegal, and
attempts to monopolize trade (among states or with foreign nations) illegal
Clayton Antitrust Act of 1914 - 🧠ANSWER ✔✔Clayton Antitrust Act of 1914
made practices that substantially lesson competition or tend to create a
monopoly illegal.
FTC Act of 1914 - 🧠ANSWER ✔✔FTC Act of 1914 is where Congress
established the FTC as an agency to investigate and enforce violations of
the antitrust laws. Most of the Act provides for the structure, powers, and
procedures of the FTC, but it also provides a major addition to antitrust law:
that unfair methods of competition and unfair/deceptive acts affecting
commerce are illegal.
price discrimination - 🧠ANSWER ✔✔when a vendor/producer sells a
produce to a customer for a lower price than it sells to the rest of its
customers
COPYRIGHT©PROFFKERRYMARTIN 2025/2026. YEAR PUBLISHED 2025. COMPANY REGISTRATION NUMBER: 619652435. TERMS OF USE.
2
PRIVACY STATEMENT. ALL RIGHTS RESERVED
