Certified Compliance and Ethics Professional (CCEP) Practice Exam Questions With Correct Answers

Certified Compliance and Ethics Professional (CCEP) Practice Exam Questions With Correct Answers What is the first thing you should do after you identify the risks in your organization? - answerPrioritize How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? - answerEvery 5 years What does discipline need to be? - answerCase-specific and consistent What is the first thing to do when you are ready to discipline? - answerRespond appropriately What is the second step regarding discipline after you have responded? - answerPrevent future occurrences Which act imposes liability on persons/companies that defraud the government? - answerFalse Claims Act (FCA) Which act prohibits employees from paying, offering, or promising to pay officials of other countries for the purpose of obtaining or maintaining their business? - answerForeign Corrupt Practices Act (FCPA) What are the three areas the DOJ looks at when deciding punishment? - answerPublic benefit, public harm, and how indictment would impact the org culture What is the first basic compliance element? - answerEstablish standards, policies, and procedures What is the first and best line of defense in compliance? - answerEducation What is the first step of a compliance program development? - answerStructure What is worse than not having a compliance policy? - answerHaving one and not following it What should you align your compli