Certified Compliance and Ethics Professional (CCEP) Practice Questions and Correct Answers

What is the first thing you should do after you identify the risks in your organization? Answer---- Prioritize How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? Answer---- Every 5 years What does discipline need to be? Answer---- Case-specific and consistent What is the first thing to do when you are ready to discipline? Answer---- Respond appropriately What is the second step regarding discipline after you have responded? Answer---- Prevent future occurrences Which act imposes liability on persons/companies that defraud the government? Answer---- False Claims Act (FCA) Which act prohibits employees from paying, offering, or promising to pay officials of other countries for the purpose of obtaining or maintaining their business? Answer---- Foreign Corrupt Practices