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Exam (elaborations)
Series 7 UPDATED Exam Questions and CORRECT Answers
Preview 4 out of 143 pages
Series 7 UPDATED Exam Questions and CORRECT Answers conversion ratio (aka conversion rate) - Ans The number of shares of common stock per par value amount that a holder would receive following a conversion of a convertible bond or preferred share. (aka conversion (aka conversion rate)rate) Equity Linked Notes (ELNs) - Ans Don't be fooled by the name equity linked. These are debt securities, not equity. When comparing alternative investments (debt or equity) to traditional ones, the following attributes of alternative investments must be considered: - Ans - Lack of regulation - Low transparency - Low liquidity - High fees - Lack of historical data
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