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Series 63 Mastery PASSED Exam Questions and CORRECT Answers

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A person applying for an initial registration as an agent might be asked to provide all of the following except A) citizenship information. B) employment history. C) a consent to service of process. D) fingerprints. - D. Fingerprints Unlike FINRA, the USA does not require fingerprints for new registrants. Form U4 lists employment history and many other personal details. LO 2.g

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Series 63 Mastery PASSED Exam Questions and CORRECT Answers

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