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Summary PSC Finance and Business Skills Exam Notes 2024 (Distinction

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1. Is the firm of solicitors in business? a. Yes.By [DOINGXYZ],weareprovidingaservice to[CLIENT],therefore weareacting inthecourseof business. 2. Is there a specified investment? (Choose 2 relevant specified+ 2 relevantunspecified) a. Specified investments are investments specified as such by the Regulated Activities Order (RAO), including: i. “Securities” 1. Shares 2. Shares inOEICs 3. Shares in Investmenttrusts 4. Bonds 5. Debentures 6. Gilts 7. Warrants (right to buy shares) 8. Units in unittrusts 9. Personal and stakeholderpensions 10. Stocks & sharesISA ii. “Relevant investments” 1. ALL Insurance contracts 2. Optionsforcertainassets: a. Securities b. Foreign Currencies c. Precious metals d. Contractually based investments e. An option on an option of the above asset

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