Certified Compliance and Ethics Professional (CCEP) Certification Study Resources questions with complete solutions

Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums correct answers A. Reducing the organization's legal exposure A compliance and ethics professional investigates a report of sexual harassment. The incident does not constitute sexual harassment, but reveals the employee's misunderstandings of the harassment policy. Which of the following should be the FIRST step in a corrective action plan? A.) Consult outside counsel B.) Disclose the incident to the EEOC C.) Provide education and training on the policy D.) Survey employees' understanding of the policy correct answers C.) Provide education and training on the policy Which of the following provides guidance for the development of a compliance program? A.) Sarbanes-Oxley Act B.) Federal Sentencing Guidelines C.) Security and Exchange Commission D.) Office for Civil Rights correct answers B.) Federal Sentencing Guidelines Which of the following is the BEST outcome of a compliance and ethics program?