Financieel Recht
Inhoudsopgave
Week 1..................................................................................................................................................................................................1
Hoorcollege 1 - Wft Algemeen & Europese invloeden............................................................................................................................... 1
Kennisclip.................................................................................................................................................................................................................. 22
Werkgroep 1 – Inleiding Wft, kernbegrippen en termen (inclusief EU invloed)........................................................................25
Week 2...............................................................................................................................................................................................34
Hoorcollege 2 – Beleggingsondernemingen............................................................................................................................................... 34
Kennisclip.................................................................................................................................................................................................................. 55
Werkgroep 2 – Beleggingsondernemingen................................................................................................................................................ 58
Week 3...............................................................................................................................................................................................67
Hoorcollege 3 – Beleggingsinstellingen .................................................................................................................................................... 67
Werkgroep 3 - Beleggingsinstellingen.......................................................................................................................................................... 83
Week 4...............................................................................................................................................................................................93
Hoorcollege 4 – Financiële dienstverleners................................................................................................................................................ 93
Werkgroep 4 - Financiëledienstverlener................................................................................................................................................... 106
Week 5.............................................................................................................................................................................................116
Hoorcollege 5 – Banken.................................................................................................................................................................................... 116
Kennisclip................................................................................................................................................................................................................ 134
Werkgroep 5 – Banken..................................................................................................................................................................................... 136
Week 6.............................................................................................................................................................................................147
Hoorcollege 6 – Aanbieden effecten, beursgang en prospectus...................................................................................................... 147
Werkgroep 6 – aanbieden van effecten..................................................................................................................................................... 165
Week 7.............................................................................................................................................................................................176
Hoorcollege 7 – Giraal effectenverkeer en effectenbewaring.......................................................................................................... 176
Kennisclip................................................................................................................................................................................................................ 193
Werkgroep 7 – WGE en effectenbewaring................................................................................................................................................ 194
Week 8.............................................................................................................................................................................................201
Hoorcollege 8 – Handhaving door AFM en DNB.................................................................................................................................... 201
Werkgroep 8 – Handhaving door DNB en AFM..................................................................................................................................... 244
Week 9.............................................................................................................................................................................................253
Hoorcollege 9 – Marktmisbruik.................................................................................................................................................................... 253
Werkgroep 9 – Marktmisbruik...................................................................................................................................................................... 270
Week 1
Hoorcollege 1 - Wft Algemeen & Europese invloeden
Financieel recht
- Nieuw rechtsgebied
- Burgerlijk recht Ondernemingsrecht Financieel recht
Inhoudsopgave
Week 1..................................................................................................................................................................................................1
Hoorcollege 1 - Wft Algemeen & Europese invloeden............................................................................................................................... 1
Kennisclip.................................................................................................................................................................................................................. 22
Werkgroep 1 – Inleiding Wft, kernbegrippen en termen (inclusief EU invloed)........................................................................25
Week 2...............................................................................................................................................................................................34
Hoorcollege 2 – Beleggingsondernemingen............................................................................................................................................... 34
Kennisclip.................................................................................................................................................................................................................. 55
Werkgroep 2 – Beleggingsondernemingen................................................................................................................................................ 58
Week 3...............................................................................................................................................................................................67
Hoorcollege 3 – Beleggingsinstellingen .................................................................................................................................................... 67
Werkgroep 3 - Beleggingsinstellingen.......................................................................................................................................................... 83
Week 4...............................................................................................................................................................................................93
Hoorcollege 4 – Financiële dienstverleners................................................................................................................................................ 93
Werkgroep 4 - Financiëledienstverlener................................................................................................................................................... 106
Week 5.............................................................................................................................................................................................116
Hoorcollege 5 – Banken.................................................................................................................................................................................... 116
Kennisclip................................................................................................................................................................................................................ 134
Werkgroep 5 – Banken..................................................................................................................................................................................... 136
Week 6.............................................................................................................................................................................................147
Hoorcollege 6 – Aanbieden effecten, beursgang en prospectus...................................................................................................... 147
Werkgroep 6 – aanbieden van effecten..................................................................................................................................................... 165
Week 7.............................................................................................................................................................................................176
Hoorcollege 7 – Giraal effectenverkeer en effectenbewaring.......................................................................................................... 176
Kennisclip................................................................................................................................................................................................................ 193
Werkgroep 7 – WGE en effectenbewaring................................................................................................................................................ 194
Week 8.............................................................................................................................................................................................201
Hoorcollege 8 – Handhaving door AFM en DNB.................................................................................................................................... 201
Werkgroep 8 – Handhaving door DNB en AFM..................................................................................................................................... 244
Week 9.............................................................................................................................................................................................253
Hoorcollege 9 – Marktmisbruik.................................................................................................................................................................... 253
Werkgroep 9 – Marktmisbruik...................................................................................................................................................................... 270
Week 1
Hoorcollege 1 - Wft Algemeen & Europese invloeden
Financieel recht
- Nieuw rechtsgebied
- Burgerlijk recht Ondernemingsrecht Financieel recht
