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1.
An internal auditor is planning a quality audit of a manufacturing process. What is
the MOST important input when developing the audit plan?
A. Previous audit findings
B. Employee performance reviews
C. Marketing department objectives
D. Production shift schedules
Answer: A. Previous audit findings ✓
Rationale: Prior audit results provide key insights into known risks, recurring
nonconformities, and system weaknesses, aligning with the risk-based auditing
approach required in quality auditing standards.
2.
,Which document defines the scope and criteria of an audit?
A. Audit checklist
B. Audit report
C. Audit plan
D. Corrective action request
Answer: C. Audit plan ✓
Rationale: The audit plan establishes the scope, objectives, criteria, and
scheduling of the audit, ensuring structured execution.
3.
During an audit, which action BEST demonstrates objective evidence collection?
A. Interviewing only supervisors
B. Relying on personal experience
C. Reviewing records and observing processes
D. Accepting verbal confirmation only
Answer: C. Reviewing records and observing processes ✓
Rationale: Objective evidence must be verifiable, factual, and observable, such
as records, documents, and direct observation.
4.
What is the PRIMARY purpose of an internal quality audit?
A. To punish employees for nonconformance
B. To verify compliance and improve the system
C. To replace management review
D. To eliminate documentation requirements
,Answer: B. To verify compliance and improve the system ✓
Rationale: Internal audits focus on system effectiveness, compliance, and
continuous improvement, not punishment.
5.
Which of the following is considered a major nonconformity?
A. A missing signature on a form
B. A single typo in a report
C. Failure of a process that affects product quality
D. Delay in meeting audit schedule
Answer: C. Failure of a process that affects product quality ✓
Rationale: A major nonconformity impacts product quality, regulatory
compliance, or system effectiveness.
6.
What is the first step in the audit process?
A. Conduct audit interviews
B. Issue corrective actions
C. Plan the audit
D. Close the audit
Answer: C. Plan the audit ✓
Rationale: The audit lifecycle begins with planning, including defining scope,
objectives, and criteria.
7.
Which ISO standard is primarily associated with quality management systems?
, A. ISO 14001
B. ISO 9001
C. ISO 45001
D. ISO 31000
Answer: B. ISO 9001 ✓
Rationale: ISO 9001 defines requirements for quality management systems
(QMS).
8.
An auditor finds inconsistent training records. What is the BEST initial action?
A. Immediately issue a major nonconformity
B. Stop the audit
C. Verify evidence and gather additional data
D. Ignore it if production is unaffected
Answer: C. Verify evidence and gather additional data ✓
Rationale: Auditors must ensure adequate objective evidence before classifying
findings.
9.
Which sampling method ensures every item has an equal chance of selection?
A. Judgment sampling
B. Random sampling
C. Stratified sampling
D. Cluster sampling
Answer: B. Random sampling ✓
Rationale: Random sampling reduces bias and ensures statistical fairness.