CERTIFICATION PRACTICE EXAM] – QUESTIONS AND ANSWERS
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STUDY GUIDE | PRACTICE TEST
1. A paralegal receives confidential client medical records by email intended for an attorney
who is out of the office. What is the MOST appropriate action for the paralegal to take first?
A. Forward the records to all litigation staff for review
B. Securely save the records and notify the supervising attorney
C. Print the records and place them in the office mailroom
D. Contact opposing counsel to confirm receipt requirements
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Correct Answer: B. Securely save the records and notify the supervising attorney
Rationale:
The paralegal’s primary responsibility is to protect client confidentiality and ensure proper
attorney supervision. Securely saving the documents and notifying the supervising attorney
maintains ethical compliance and preserves confidentiality. Forwarding records broadly or
placing them in unsecured locations risks unauthorized disclosure. Contacting opposing
counsel is unnecessary at this stage and may compromise privileged information.
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2. During discovery, a paralegal notices that a client’s interrogatory responses appear
incomplete. What should the paralegal do?
A. Submit the responses as drafted to avoid delays
B. Revise the responses independently without attorney review
C. Bring the issue to the supervising attorney’s attention
D. Refuse to continue working on the file
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Correct Answer: C. Bring the issue to the supervising attorney’s attention
Rationale:
,Paralegals must work under attorney supervision and cannot independently alter legal
responses without approval. Alerting the attorney ensures the discovery responses are
accurate and complete before submission. Filing incomplete responses may result in
sanctions, while refusing work or independently revising legal content exceeds the paralegal’s
authority.
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3. Which of the following BEST describes unauthorized practice of law by a paralegal?
A. Scheduling client appointments
B. Drafting documents under attorney supervision
C. Giving legal advice directly to a client without attorney approval
D. Organizing discovery materials
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Correct Answer: C. Giving legal advice directly to a client without attorney approval
Rationale:
Paralegals may not independently provide legal advice because doing so constitutes
unauthorized practice of law. Administrative and support tasks such as scheduling, organizing
documents, and drafting under supervision are permitted. The key distinction is whether the
paralegal is exercising independent legal judgment reserved for licensed attorneys.
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4. A litigation paralegal is preparing a chronology of events for trial preparation. Which source
would generally provide the MOST reliable foundational information?
A. Social media comments from witnesses
B. News articles discussing the dispute
C. Verified client records and authenticated documents
D. Informal conversations with office staff
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Correct Answer: C. Verified client records and authenticated documents
Rationale:
Trial preparation requires accurate and verifiable evidence. Authenticated records and
verified documentation provide reliable factual support for a chronology. Social media, news
reports, and informal conversations may contain inaccuracies or inadmissible information
that could weaken case preparation.
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5. A paralegal working in family law receives a call from an opposing party who is not
represented by counsel. The caller asks whether signing a proposed agreement is “a good
idea.” What should the paralegal do?
A. Explain the legal consequences of signing the agreement
B. Advise the caller to reject the agreement immediately
C. Suggest specific negotiation terms
D. Inform the caller that the paralegal cannot provide legal advice
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Correct Answer: D. Inform the caller that the paralegal cannot provide legal advice
Rationale:
Paralegals must avoid providing legal advice to any person, especially unrepresented parties.
The proper response is to explain that legal advice cannot be given and, if appropriate,
suggest the individual seek independent counsel. Providing opinions about whether the
agreement is beneficial would constitute unauthorized practice of law.
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6. Which document is typically filed to formally begin a civil lawsuit?
A. Motion to dismiss
B. Complaint
C. Affidavit
D. Subpoena
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Correct Answer: B. Complaint
Rationale:
A complaint initiates a civil action by outlining the plaintiff’s allegations and requested relief.
A motion to dismiss challenges legal sufficiency after filing, an affidavit provides sworn
testimony, and a subpoena compels attendance or production of documents.
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7. A paralegal discovers a filing deadline was mistakenly calendared one week late. What is
the BEST immediate course of action?
A. Wait to see whether opposing counsel notices the error
B. Delete the incorrect calendar entry
, C. Notify the supervising attorney immediately
D. Contact the court clerk directly for legal guidance
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Correct Answer: C. Notify the supervising attorney immediately
Rationale:
Promptly informing the supervising attorney allows corrective action to be taken before
further harm occurs. Attempting to conceal or delay disclosure may worsen the situation and
violate professional responsibility standards. Court clerks cannot provide legal advice or
strategic guidance.
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8. Which of the following is generally protected by attorney-client privilege?
A. Public court filings
B. Communications seeking legal advice between attorney and client
C. Statements made during a televised interview
D. Business advertisements created by the law firm
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Correct Answer: B. Communications seeking legal advice between attorney and client
Rationale:
Attorney-client privilege protects confidential communications made for the purpose of
obtaining or providing legal advice. Public filings and media statements are not confidential,
and marketing materials are not privileged communications.
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9. A paralegal preparing exhibits for trial should FIRST ensure that the exhibits are:
A. Arranged by color
B. Copied without attorney review
C. Properly labeled and authenticated
D. Sent directly to jurors before trial
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Correct Answer: C. Properly labeled and authenticated
Rationale: