SMQT- SURVEYORS & SURVEY TEAMS, SMQT STUDY GUIDE QUESTIONS AND ANSWERS

SMQT- SURVEYORS & SURVEY
TEAMS, SMQT STUDY GUIDE
QUESTIONS AND ANSWERS

Your role as a surveyor includes:
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Assessing the quality of care and services of a health facility and relating those findings to
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statutory and regulatory requirements sq sq sq sq




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Being part of a team that helps to evaluate a facility's compliance in providing quality care,
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quality of life, and other structural requirements
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- Basing your judgments on objective findings - ans-The Role of the Surveyor
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As a surveyor, you are part of a team engaged in a process that aims to ensure that benefic
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iaries receive quality health care in a safe environment.
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The Centers for Medicare & Medicaid Services (CMS) depends on your knowledge, object
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ivity, professionalism, and commitment to monitor compliance with the regulatory condition
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s & requirements.
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As a surveyor, you are part of a team that helps to evaluate a facility's compliance; you mus
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t show knowledge, objectivity, professionalism, and commitment; and you must base your j
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udgments on objective findings. - ans-CMS Depends on Its Surveyors
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The survey, certification, and enforcement of regulations for nursing homes is codified in p
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ast practices regarding the composition of survey teams and expands eligibility requireme
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nts. sq




Survey team size will vary, depending primarily on the size of the facility being surveyed.
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The State Agency (or, for Federal teams, the regional office (RO)) decides how many mem
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bers will be on the team. sq sq sq sq sq sq




Survey team size is normally based upon the following factors:
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, - The bed size of the facility to be surveyed
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- Whether the facility has a historical pattern of serious deficiencies or complaints
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- Whether the facility has special care units
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- Whether new surveyors are to accompany a team as part of their training - ans-
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How the Survey Team Composition is Determined
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The State Agency (or, for Federal teams, the RO) decides what the composition of the surv
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ey team will be, as long as certain statutory and regulatory requirements are met.
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- Sections 1819(g)(2)(E) & 1919(g)(2)
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(E) of the Act & 42 CFR 488.314 require the following:
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SNF and NF standard surveys must be conducted by a multidisciplinary team of professio
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nals, at least one of whom must be a registered nurse (RN)
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- Surveyors must be free of conflicts of interest
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Surveyors must successfully complete a training and testing program in survey and certific
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ation techniques that has been approved by the Secretary.
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*** In other words, surveyors must successfully complete the CMS-
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approved training AND pass Module A of the Surveyor Minimum Qualifications Test (SMQ
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Surveyors who assess the requirements of quality of care, nutritional dietary services, and
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drug therapy must also successfully complete Module B of the S - ans-Team Composition
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ANSWER: sq




The State... HOWEVER, CMS offers guidance.
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- Consider using more than one RN
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- Select members from a variety of professions
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- Select persons with clinical expertise and knowledge
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- Consider including members of specialized disciplines
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Make sure all members are qualified - ans-QUIZ QUESTION:
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Regarding the composition of a Survey Team, who determines what constitutes a professi
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onal?