1 of 44
Term
Which of the following is NOT true about the roles of proxy
advisors?
A. Proxy advisors are for-profit firms who provide proxy voting
services to shareholders
B. Their services include providing advice on investment decision
and portfolio construction
C. Asset managers often employ proxy advisors to help fulfil their
obligation to vote in their clients' best interests
, b a
c d
Don't know?
2 of 44
Term
Which of the following is NOT an example of a social factor that
should be considered in ESG sovereign assessments?
A. Life expectancy
B. Level of social expenditure and social safety
C. Labor rights
D. Absence or presence of corruption
b a
d c
Don't know?
3 of 44
Term
,ESG materiality may be defined as...
a. The impact on long-term shareholder value creation
b. The impact of the company's activity on different stakeholders
c. Both (a) and (b) are correct
c b
a d
Don't know?
, 4 of 44
Term
Regarding the composition and nomination, what is expected from
an effective board?
A. That a majority are executive members
B. That the length of mandate is supervised by committee
C. A public policy and objectives on board diversity
D. The joint voting of all candidates
Select one:
a. A & C
b. B & C
c. A & D
d. B & D
d b
c a
Don't know?
5 of 44
Term
Term
Which of the following is NOT true about the roles of proxy
advisors?
A. Proxy advisors are for-profit firms who provide proxy voting
services to shareholders
B. Their services include providing advice on investment decision
and portfolio construction
C. Asset managers often employ proxy advisors to help fulfil their
obligation to vote in their clients' best interests
, b a
c d
Don't know?
2 of 44
Term
Which of the following is NOT an example of a social factor that
should be considered in ESG sovereign assessments?
A. Life expectancy
B. Level of social expenditure and social safety
C. Labor rights
D. Absence or presence of corruption
b a
d c
Don't know?
3 of 44
Term
,ESG materiality may be defined as...
a. The impact on long-term shareholder value creation
b. The impact of the company's activity on different stakeholders
c. Both (a) and (b) are correct
c b
a d
Don't know?
, 4 of 44
Term
Regarding the composition and nomination, what is expected from
an effective board?
A. That a majority are executive members
B. That the length of mandate is supervised by committee
C. A public policy and objectives on board diversity
D. The joint voting of all candidates
Select one:
a. A & C
b. B & C
c. A & D
d. B & D
d b
c a
Don't know?
5 of 44
Term
