LPEC CERTIFICATION EXAM QUESTIONS AND ANSWERS 100% CORRECT!!
Four outcomes of high quality E&C program? - ANSWER Decreased pressure Less observed misconduct Increased reporting Decreased retaliation How do you ensure E&C is embedded in business strategy? - ANSWER Must be consistent with core values Three ways to create speak up culture? - ANSWER Regularly promote resources available. Reporting is confidential Monitor helplines and key metrics What are five stages of E&C program evolution? - ANSWER Underdeveloped Defining Adapting Managing Optimizing What are reasons an organization might step backwards in terms of maturity? - ANSWER Change in leadership and focus Reduction in staff and resources Failure to adopt mindset and program of continuous improvement Complacency Why is robust E&C program helpful when incidents occur? - ANSWER Sanctions are mitigated by robust program as defined by 2019 DoJ guidance What are three questions we should be asking related to collection and analysis of user metrics for code? - ANSWER How frequently are users accessing the code compared to other E&C resources? How relevant is the code to the challenges faced by users? What are evolving platform preferences among employees for accessing the code? What questions does the 2019 DoJ guidance to prosecutors for evaluating a compliance program focus on? - ANSWER Is it risk-centric? Is it well-designed? Does it work? What is one of the CECOs most important tasks? - ANSWER Mitigating reputational damage What is CECOs mission? - ANSWER Ensure that E&C is central to business strategy Does an effective Code of C
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