AIS Exam 2 Questions And Correct Answers

AIS Exam 2 Questions And Correct An




Preventive, cDetective, cCorrective c- cCORRECT cANS✔✔Internal cControls

-Internal cenvironment
-Objective csetting
-Event cidentification
-Risk cassessment
-Risk cresponse
-Control cactivities
-Information cand ccommunication
-Monitoring c- cCORRECT cANS✔✔COSO-ERM

Threat cor cEvent c- cCORRECT cANS✔✔Any cpotential cadverse coccurrence cor cunwanted cevent cth
cthe cAIS cor cthe corganization


Exposure cor cImpact c- cCORRECT cANS✔✔The cpotential cdollar closs cshould ca cparticular cthreat c

Likelihood c- cCORRECT cANS✔✔The cprobability cthat cthe cthreat cwill chappen

Preventive cControls c- cCORRECT cANS✔✔Deter cproblems cfrom coccurring
Uses csegregation cof cduties cwith ccash chandling

Detective cControls c- cCORRECT cANS✔✔Discover cproblems cthat care cnot cprevented
-Log cAnalysis
-Intrusion cDetection cSystems
-Penetration cTesting
-Continuous cMonitoring

Corrective cControls c- cCORRECT cANS✔✔-Identify cand ccorrect cproblems
-Recovers cfrom cthose cproblems
+Computer cIncident cResponse cTeam
+Chief cInformation cSecurity cOfficer
+Patch cManagement

-Data cMatching
-File cLabels
-Recalculation cof cbatch ctotals
-Cross-footing
-Zero-balance ctests
-Write-protection cmechanisms

, Objectives cof ca cDisaster cRecovery cPlan c- cCORRECT cANS✔✔-Resume cnormal coperations cas
-Train cemployees cfor cemergency coperations
-Minimize cthe cextent cof cthe cdisruption, cdamage, cor closs

Sequence cCheck c- cCORRECT cANS✔✔Determines cif ca cbatch cof cinput cdata cis cin cthe cproper cn

-Field cCheck
-Sign cCheck
-Limit cCheck
-Range cCheck
-Size cCheck
-Completeness cCheck
-Validity cCheck
-Reasonableness cCheck c- cCORRECT cANS✔✔Source cData cEntry cControls

Cancellation cand cstorage cof csource cdocument c- cCORRECT cANS✔✔Source cdocuments cthat ch
csystem cshould cbe ccanceled cso cthey ccannot cbe cfraudulent creentered


Visual cScanning c- cCORRECT cANS✔✔-Checklists
-Second cReviewer

Recalculation cof cBatch cTotals c- cCORRECT cANS✔✔Batch ctotals cshould cbe crecomputed cas cea
cprocessed cand cthe ctotal cof cthe cbatch cshould cthen cbe ccompared cto cthe cvalues cin cthe ctrailer c


File cLabels c- cCORRECT cANS✔✔Need cto cbe cchecked cto censure cthat cthe ccorrect cand cmost cc
-External cLabels c- cReadable cby chumans
-Internal cLabels c- cReadable cby cmachine

Authorization c- cCORRECT cANS✔✔Restricts caccess cof cauthenticated cusers cto cspecific cportions
cwhat cactions cthey care cpermitted cto cperform


Validity cCheck c- cCORRECT cANS✔✔Compares cthe cID ccode cor caccount cnumber cin ctransaction
cmaster cfile cto cverify cthat cthe caccount cexists


Collusion c- cCORRECT cANS✔✔Cooperation cbetween ctwo cor cmore cpeople cin can ceffort cto cprev

Completeness cCheck c- cCORRECT cANS✔✔Verifies cthat call cdata crequired chas cbeen centered

Size cCheck c- cCORRECT cANS✔✔Test cthat censures cthe cinput cdata cwill cfit cinto cthe cassigned cf

Range cCheck c- cCORRECT cANS✔✔Test cthat cdetermines cif cdata citem cfalls cwithin cpredetermin

Sign cCheck c- cCORRECT cANS✔✔Determines cthe cappropriate carithmetic csign

Field cCheck c- cCORRECT cANS✔✔Tests cwhether ccharacters cin ca cfield care cthe ccorrect ctype

Cross-Footing c- cCORRECT cANS✔✔A cprocessing ccontrol cwhich cverifies caccuracy cby ccomparin
ccalculating cthe csame ctotal


Zero-Balance c- cCORRECT cANS✔✔Verifies cthat cthe cbalance cof ca ccontrol caccount cequals czero
cbeen cmade


Concurrent cUpdate cControls c- cCORRECT cANS✔✔Prevent cerror cof ctwo cor cmore cusers cupdatin
csame ctime