CUSECO TRAINING STUDY
GUIDE
What screening list is an OFAC list: - ANSWERS-Specifically
Designated Nationals and Blocked Persons List
What screening list can identify our potential buyer as someone for
whom a license must be obtained for our planned export -
ANSWERS-Entity List
A reason for being able to lawfully export some goods subject to the
EAR could be due to - ANSWERS-A license exception
The multilateral control regime for "dual use" items is: - ANSWERS-
The Wassenaar Arrangement
The following represents one activity of transaction based screening -
ANSWERS-Every order is individually screened
Persons involved with the following activity must be registered with
DDTC before submitting a license application: - ANSWERS-
Manufacture of defense articles or defense services, exporter of
defense articles or defense services, brokering activities involving
defense articles or defense services
,The best procedure to determine jurisdiction between DDTC and BIS
is a: - ANSWERS-Commodity Jurisdiction Submission
Restricted parties screening should include: - ANSWERS-new
employees and agents, brokers, representatives, and visitors, attendees
at meetings, conferences, and seminars.
What marking on shipping containers should be avoided: -
ANSWERS-Unique identification markings required by the buyer
Items found on both the USML and the CCL are: - ANSWERS-
Shotguns, cameras, software
Red flag indicators: - ANSWERS-Must always be the ones published
in regulations, may be synonymous with Diversion Risk indicators.
A Commerce License is not required if: - ANSWERS-A License
Exception applies, NLR applies, or an Encryption Licensing
Arrangement applies.
What is the new DDTC electronic defense trade licensing system: -
ANSWERS-D-Trade-2
The Destincation Control Statements under the ITAR and EAR are
required to be on: - ANSWERS-the shipping label, the bill of lading,
the AES filing.
,Application for licenses for temporary export of classified articles are
to be made on form: - ANSWERS-DSP - 85
Registration is required if we are producing or exporting articles on
the: - ANSWERS-USML
An ITAR license application for a permanent export requires: -
ANSWERS-name and address of foreign end-user, name and address
of foreign consignee, name and address of foreign intermediate
consignee (if any).
A routed transaction, under the EAR is: - ANSWERS-documentation
by whichc the FPPI is to assume responsibility for export compliance
The agency most responsible for AES is - ANSWERS-US Census
Bureau
If we are exporting under exemption, we are working with: -
ANSWERS-The EAR
Employees at DDTC registered entities with the ability to manage
access to the D-Trade portal, including adding and removing users
and assigning user roles are: - ANSWERS-Super Users
Which of the following statements is true: - ANSWERS-The DCS in
the EAR is different than the DCS in the ITAR
, Form DSP-83 is required with license applications for exports of: -
ANSWERS-Classified technical data, classified defense articles.
significant military equipment
What resource is the most authoritative and best way to keep track of
proposed and final regulatory changes regarding US trade controls? -
ANSWERS-Federal Register
The USML is in the: - ANSWERS-ITAR
Under the ITAR, a DSP-83 is: - ANSWERS-A non-transfer and use
certificate
A BIS license application for National Security items to Indonesia
will generally require: - ANSWERS-A Statement by Ultimate
Consignee and Purchaser. And an Import/End-user Certificate issued
by the IC/DV authority of the country.
A Schedule B Number is entered on the: - ANSWERS-AES filing
An ELA requires - ANSWERS-that all (foreign) consignees receiving
items under the ELA be pre-approved.
The EAR and the FTSR have a different definition of a exporter -
ANSWERS-when the export is a "routed transaction"
GUIDE
What screening list is an OFAC list: - ANSWERS-Specifically
Designated Nationals and Blocked Persons List
What screening list can identify our potential buyer as someone for
whom a license must be obtained for our planned export -
ANSWERS-Entity List
A reason for being able to lawfully export some goods subject to the
EAR could be due to - ANSWERS-A license exception
The multilateral control regime for "dual use" items is: - ANSWERS-
The Wassenaar Arrangement
The following represents one activity of transaction based screening -
ANSWERS-Every order is individually screened
Persons involved with the following activity must be registered with
DDTC before submitting a license application: - ANSWERS-
Manufacture of defense articles or defense services, exporter of
defense articles or defense services, brokering activities involving
defense articles or defense services
,The best procedure to determine jurisdiction between DDTC and BIS
is a: - ANSWERS-Commodity Jurisdiction Submission
Restricted parties screening should include: - ANSWERS-new
employees and agents, brokers, representatives, and visitors, attendees
at meetings, conferences, and seminars.
What marking on shipping containers should be avoided: -
ANSWERS-Unique identification markings required by the buyer
Items found on both the USML and the CCL are: - ANSWERS-
Shotguns, cameras, software
Red flag indicators: - ANSWERS-Must always be the ones published
in regulations, may be synonymous with Diversion Risk indicators.
A Commerce License is not required if: - ANSWERS-A License
Exception applies, NLR applies, or an Encryption Licensing
Arrangement applies.
What is the new DDTC electronic defense trade licensing system: -
ANSWERS-D-Trade-2
The Destincation Control Statements under the ITAR and EAR are
required to be on: - ANSWERS-the shipping label, the bill of lading,
the AES filing.
,Application for licenses for temporary export of classified articles are
to be made on form: - ANSWERS-DSP - 85
Registration is required if we are producing or exporting articles on
the: - ANSWERS-USML
An ITAR license application for a permanent export requires: -
ANSWERS-name and address of foreign end-user, name and address
of foreign consignee, name and address of foreign intermediate
consignee (if any).
A routed transaction, under the EAR is: - ANSWERS-documentation
by whichc the FPPI is to assume responsibility for export compliance
The agency most responsible for AES is - ANSWERS-US Census
Bureau
If we are exporting under exemption, we are working with: -
ANSWERS-The EAR
Employees at DDTC registered entities with the ability to manage
access to the D-Trade portal, including adding and removing users
and assigning user roles are: - ANSWERS-Super Users
Which of the following statements is true: - ANSWERS-The DCS in
the EAR is different than the DCS in the ITAR
, Form DSP-83 is required with license applications for exports of: -
ANSWERS-Classified technical data, classified defense articles.
significant military equipment
What resource is the most authoritative and best way to keep track of
proposed and final regulatory changes regarding US trade controls? -
ANSWERS-Federal Register
The USML is in the: - ANSWERS-ITAR
Under the ITAR, a DSP-83 is: - ANSWERS-A non-transfer and use
certificate
A BIS license application for National Security items to Indonesia
will generally require: - ANSWERS-A Statement by Ultimate
Consignee and Purchaser. And an Import/End-user Certificate issued
by the IC/DV authority of the country.
A Schedule B Number is entered on the: - ANSWERS-AES filing
An ELA requires - ANSWERS-that all (foreign) consignees receiving
items under the ELA be pre-approved.
The EAR and the FTSR have a different definition of a exporter -
ANSWERS-when the export is a "routed transaction"
