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FINRA SIE TEST FINAL EXAM

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FINRA SIE TEST FINAL EXAM AND PRACTICE EXAM QUESTIONS 2025 COMPLETE EXAM QUESTIONS WITH DETAILED VERIFIED ANSWERS (100% CORRECT ANSWERS) /ALREADY GRADED A+

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FINRA SIE
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FINRA SIE

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Uploaded on
March 17, 2025
Number of pages
79
Written in
2024/2025
Type
Exam (elaborations)
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Questions & answers

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FINRA SIE TEST FINAL EXAM AND PRACTICE EXAM QUESTIONS 2025 COMPLETE
EXAM QUESTIONS WITH DETAILED VERIFIED ANSWERS (100% CORRECT
ANSWERS) /ALREADY GRADED A+




Professionalism can be defined as practicing with ______________ .


A) A high performance standard
B) Accountability
C) Work ethic
D) All the above - ANSWERD) All the above


Accountability,
A High Performance Standard,
Work Ethic


The legal aspects of professional practice are defined through


A) Membership in a professional society
B) Ethical Conduct
C) Local and National Laws and Regulations
D) The FDA - ANSWERC) Local & National Laws and Regulations


Ethical conduct ____________ .


A) Is the expectation that a practitioner will conduct himself/herself in a socially
acceptable manner and in a way that is consistent with members of the
professional organization
B) has the force of law

,C) Is defined by local and national laws and regulations
D) Is dictated by the apprentice's trainer/sponsor - ANSWERA) Is the expectation
that a practitioner will conduct himself/herself in a socially acceptable manner
and in a way that is consistent with members of the professional organization


Accurate and precise clinical documentation is important to success and the
professional status of a hearing instrument specialist.


True or False - ANSWERTrue


The acronym H-E-A-R can be used as a device to remember how to construct
____________ in a logical and consistent manner.


A) A purchase agreement
B) Clinical notes
C) An aural Rehabilitation Plan
D) An amplification management program - ANSWERB) Clinical Notes


Inter-professional collaboration leads to ___________ .


A) More Referrals
B) Greater Status
C) Certification
D) Improved Patient/client care - ANSWERD) Improved patient/client care


A code of ethics provides guiding principles for professional conduct and may be
used to help you resolve potential conflicts of interest.


True or False - ANSWERTrue

,Lifelong learning is another term for ______________ .


A) Certification
B) Continued professional development
C) adult education
D) Licensure - ANSWERB) Continued professional development


The development of a professional library is __________ .


A) A waste of time and space
B) A pursuit of true professionals
C) Not necessary in the digital world
D) Required by law - ANSWERB) A pursuit of true professionals


"Ethics"


A) Represents judicial decisions and legislative action
B) Is what HIPAA regulates
C) Reflects norms that guide human conduct of behavior
D) Is of no concern to the hearing aid specialist - ANSWERC) Reflects norms that
guide human conduct of behavior


A violation of a Code of Ethical Conduct can result in


A) Sanctions by the professional society in which you hold membership
B) Criminal and civil penalties
C) Revocation of licensure/certification

, D) All of the above - ANSWERD) All of the above


Societal expectations determine public policy which is then formulated into
professional Codes of Ethics that state how members of that group are expected
to act and interact with others.


True or False - ANSWERTrue


Law formally codifies ethical dilemmas into


A) Codes of Ethics
B) Written form and specifies sanctions for non-compliance
C) The licensing examination
D) Difficult Scenarios for the hearing aid specialist - ANSWERB) Written form and
specifies sanctions for non-compliance


Consumer protections laws are enforced alongside other statutes


True or False - ANSWERTrue


It is the responsibility of _______________ to be knowledgeable of the laws and
codes of conduct that impact of hearing instrument specialists.


A) The apprentice/trainee
B) The trainer
C) The employer
D) All the above - ANSWERD) All the above


A pure tone is specified in __________ .
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