The Department of State may take any of these actions against a licensee in
violation of the license law except?
A. Suspension
B. Revocation
C. Fine
D. Imprisonment correct answersD. Imprisonment
If a complaint has been filed against a licensee and the licensee refuses to
mediate the complaint, what will happen?
E. The licensee will be fired from the firm where he or she is employed.
F. The DOS will revoke the licensee's license.
G. The DOS will schedule a hearing.
H.The complaint will be dismissed. correct answersC. The DOS will
schedule a hearing.
Which of the following tasks may an unlicensed assistant legally
perform?
I. Compute commission checks
J. Hold open houses
K. Solicit business
L. Assist clients with listings correct answersA. Compute commission
checks
Who is responsible if an unlicensed assistant performs any activity
that requires licensure?
M.Only the associated licensee who employs the assistant
N. Only the unlicensed assistant
O. Only the broker
P.Both the associated licensee employer and the broker correct
answersD. Both the associated licensee employer and the broker
What is the penalty for conviction of a misdemeanor?
Q. $1,000 fine only
R. One year in prison only
S. Either fine, imprisonment or both
T. $5,000 fine correct answersC. Either fine, imprisonment or both
Which of these activities could an unlicensed assistant perform?
, A. Solicit business for the broker.
B. Prepare advertisement.
C. Hold an open house.
D. Discuss a specific property with a client. correct answersB. Prepare
advertisement.
What is an Article 78 proceeding?
E. A complaint hearing
F. Mediation of charges based on a complaint
G. A judicial appeal
H. A penalty imposition correct answersC. A judicial appeal
What section of Real Property Law makes practicing real estate without
a license unlawful?
I. Section 440-a
J. Section 441-g
K. Section 175-b
L. Section 443-c correct answersA. Section 440-a
Which of the following statements is TRUE?
M.Proof of a voluntary, intentional breach of a known, legal duty is
required to verify a violation of the license law.
N.A real estate broker's reliance on information by a multiple listing
service is acceptable as a reasonable defense for the broker's failure to
obey a licensing law.
O.A real estate broker is presumed to know the law governing the
regulated real estate activities in which he or she is engaged.
P.A real estate broker's unawareness of a provision of licensing law
excuses the broker's violation of any provision of that law. correct
answersC. A real estate broker is presumed to know the law governing the
regulated real estate activities in which he or she is engaged.
If a broker's license is suspended, when can the salespersons and
associate brokers associated with that broker have the suspension on their
licenses removed?
Q. Never
R. After 30 days of the date of suspension
S. When the broker's suspension has expired
T. Immediately correct answersC. When the broker's suspension has
expired