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Complete Compliance & Ethics Manual Quiz | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS
Preview 1 out of 4 pages
Complete Compliance & Ethics Manual Quiz | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS Name the seven essential elements of compliance. - Answer -1. Written policies and procedures 2. Designated compliance officer and compliance committee 3. Effective training and education 4. Effective lines of communication 5. Internal monitoring and auditing 6. Enforcement and discipline 7. Corrective actions to detected problems What are the two types of compliance policies and procedures that should be developed by every organization? - Answer --Structural (framework) -Substantive (define applicable regulations)
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