ETH/321T: - Week 5 Practice Assignment
2| Questions with 100%
Solutions/Verified Answers| Already
Passed
Which of the following is the correct definition for geographic allocations
agreements? - ANSWER Conspiring to limit the distribution of a product to
a particular area
Which of the following is the correct definition for exclusive dealing agreements? -
ANSWER Conspiring to purchase goods or services from only one provider.
Which of the following is the correct definition for price maintenance
agreements? - ANSWER Conspiring to require a certain minimum price for goods.
Which ability or function of a company most strongly suggests it may hold
monopoly power? - ANSWER Ability to exclude new entrants into a market
Which of the following is the correct definition of division of markets? - ANSWER
Conspiring with another party to provide goods to specific, separate areas.
Theodore is selling walnuts of like grade to two buyers in the same week. After
selling to the first buyer at one price, one of the major processing machines
breaks down and Theodore is forced to use costlier manual labor to process the
nuts for his second buyer. Which of the following is true? - ANSWER Theodore
may charge a different price to the second buyer because his costs are different
for the second sale.
, Andrew is an executive at Livertech, a widely-held corporation that sells
securities. He learns that the CEO of the company has contracted a serious
disease that will likely end his life in a few weeks. Andrew calls his friends and
tells them to sell their stock in the company before its value drops. Which of the
following is true? - ANSWER Both Andrew and his friends can have civil and
criminal liability for losses of parties who are harmed by insider-informed trades.
Janice works for an investment banking firm. Her company helps new
companies begin the process of offering securities for sale. Janice herself also
publishes analyses on the financial security of individual investments. Which of
the following is true? - ANSWER Janice may assist in new companies' issuance of
securities as long as she makes notice of a conflict of interest.
Mark is an accountant for his firm TradeuTech. One of the executives in the
company occasionally visits Mark to banter about the firm's current investments
and ask about potential good investments for the company. Which of the
following is most likely true? - ANSWER Mark's advice is incidental to his job, and
he is not required to be registered as an adviser.
Mary, Mack, and Martha are the investors in the start of the same business.
Mary's net worth is $750,000 and she wants to invest $500,000. Mack's net worth
is $2,000,000 and he wants to invest $1,500,000. Martha's net worth is $900,000
and she wants to invest $700,000. Which of the following is true? - ANSWER Mack
may invest his intended amount, but Mary and Martha may only invest $1 million
total.
Which of the following is the correct definition of rule adoption? - ANSWER
Ratification of a proposed rule.
2| Questions with 100%
Solutions/Verified Answers| Already
Passed
Which of the following is the correct definition for geographic allocations
agreements? - ANSWER Conspiring to limit the distribution of a product to
a particular area
Which of the following is the correct definition for exclusive dealing agreements? -
ANSWER Conspiring to purchase goods or services from only one provider.
Which of the following is the correct definition for price maintenance
agreements? - ANSWER Conspiring to require a certain minimum price for goods.
Which ability or function of a company most strongly suggests it may hold
monopoly power? - ANSWER Ability to exclude new entrants into a market
Which of the following is the correct definition of division of markets? - ANSWER
Conspiring with another party to provide goods to specific, separate areas.
Theodore is selling walnuts of like grade to two buyers in the same week. After
selling to the first buyer at one price, one of the major processing machines
breaks down and Theodore is forced to use costlier manual labor to process the
nuts for his second buyer. Which of the following is true? - ANSWER Theodore
may charge a different price to the second buyer because his costs are different
for the second sale.
, Andrew is an executive at Livertech, a widely-held corporation that sells
securities. He learns that the CEO of the company has contracted a serious
disease that will likely end his life in a few weeks. Andrew calls his friends and
tells them to sell their stock in the company before its value drops. Which of the
following is true? - ANSWER Both Andrew and his friends can have civil and
criminal liability for losses of parties who are harmed by insider-informed trades.
Janice works for an investment banking firm. Her company helps new
companies begin the process of offering securities for sale. Janice herself also
publishes analyses on the financial security of individual investments. Which of
the following is true? - ANSWER Janice may assist in new companies' issuance of
securities as long as she makes notice of a conflict of interest.
Mark is an accountant for his firm TradeuTech. One of the executives in the
company occasionally visits Mark to banter about the firm's current investments
and ask about potential good investments for the company. Which of the
following is most likely true? - ANSWER Mark's advice is incidental to his job, and
he is not required to be registered as an adviser.
Mary, Mack, and Martha are the investors in the start of the same business.
Mary's net worth is $750,000 and she wants to invest $500,000. Mack's net worth
is $2,000,000 and he wants to invest $1,500,000. Martha's net worth is $900,000
and she wants to invest $700,000. Which of the following is true? - ANSWER Mack
may invest his intended amount, but Mary and Martha may only invest $1 million
total.
Which of the following is the correct definition of rule adoption? - ANSWER
Ratification of a proposed rule.
