Certified Compliance and Ethics Professional (CCEP) Certification-with 100% verified solutions-
Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organizaBon's legal exposure B.) EducaBng employees on laws and regulaBons C.) EducaBng the board on the compliance program D.) Reducing the organizaBon's insurance premiums A. Reducing the organizaBon's legal exposure A compliance and ethics professional invesBgates a report of sexual harassment. The incident does not consBtute sexual harassment, but reveals the employee's misunderstandings of the harassment policy. Which of the following should be the FIRST step in a correcBve acBon plan? A.) Consult outside counsel B.) Disclose the incident to the EEOC C.) Provide educaBon and training on the policy D.) Survey employees' understanding of the policy C.) Provide educaBon and training on the policy Which of the following provides guidance for the development of a compliance program? A.) Sarbanes-Oxley Act B.) Federal Sentencing Guidelines C.) Security and Exchange Commission D.) Office for Civil Rights B.) Federal Sentencing Guidelines Which of the following is the BEST outcome of a compliance and ethics program? A.) MiBgaBng risk B.) IdenBfying risk C.) PrioriBzing risk D.) DocumenBng risk A.) MiBgaBng risk
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- Uploaded on
- March 19, 2024
- Number of pages
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- Written in
- 2023/2024
- Type
- Exam (elaborations)
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