Series 79 Supplement with answers graded A+ 2024

Series 79 SupplementForm 3 - correct answer Individual becomes an insider, filed within 10 days Form 4 - correct answer Corp insider changes holding, filed within 2 business days Form 5 - correct answer Corp insider reports transactions in sec's not in public market, filed within 45 calendar days of fiscal year end 13D - correct answer Filed for greater than 5% ownership and active ownership, 10 calendar days after initial transaction then after any changes greater than 1% 13G - correct answer Passive statement of beneficial ownership greater than 5%, 45 calendar days for greater than 5$ if 10% filed at the end of the month, if 20% move to 13D 13E-3 - correct answer Going prive, with a tender offer, registration statement, or other privatizing document 13F - correct answer Quarterly filing by institutional investment managers ($100mm+ in assets) 45 calendar days of quarter end Form 144 - correct answer Corporate insider preparing to sell shares Up to first day of 90-day period when shares are sold