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IACCP Master QBank Solutions 2023
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IACCP Master QBank Solutions 2023 The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade allocations may occur: A. Only on a rotational basis B. On a pro rata basis but other allocation methods can be used without violating the Advisers Act C. Only on a pro rata basis D. Based on the trader's good faith discretion - ANS-B. On a pro rata basis but other allocation methods can be used without violating the Advisers Act
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