CUSECO Exam Prep Certified US Export
Compliance Officer Exam Questions With
Correct Answers
DCS in the EAR - CORRECT ANSWER✔✔-Different than the DCS in the ITAR
| | | | | | | | | | | |
Form DSP-83 - CORRECT ANSWER✔✔-Required with license applications for
| | | | | | | | |
exports of classified technical data, classified defense articles, significant military
| | | | | | | | | |
equipment
Federal Register - CORRECT ANSWER✔✔-The most authoritative and best way to
| | | | | | | | | | |
keep track of proposed and final regulatory changes regarding US trade controls
| | | | | | | | | | |
USML - CORRECT ANSWER✔✔-Contained in the ITAR
| | | | | |
DSP-83 under the ITAR - CORRECT ANSWER✔✔-A non-transfer and use certificate
| | | | | | | | | |
BIS license application for National Security items to Indonesia - CORRECT
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ANSWER✔✔-Generally requires a Statement by Ultimate Consignee and | | | | | | | |
Purchaser and an Import/End-user Certificate issued by the IC/DV authority of the
| | | | | | | | | | |
country
|
Schedule B Number - CORRECT ANSWER✔✔-Entered on the AES filing
| | | | | | | | |
,ELA requirements - CORRECT ANSWER✔✔-All (foreign) consignees receiving
| | | | | | | |
items under the ELA must be pre-approved
| | | | | |
Exporter definition in the EAR and FTSR - CORRECT ANSWER✔✔-Different when
| | | | | | | | | | |
the export is a 'routed transaction'
| | | | |
ITAR DA - CORRECT ANSWER✔✔-A contract to distribute defense articles from
| | | | | | | | | | |
the US to an approved sales territory, a contract to distribute defense articles
| | | | | | | | | | | | |
manufactured and reexported abroad to an approved sales territory, a contract to
| | | | | | | | | | |
|distribute defense articles exported from the US to a distribution point abroad
| | | | | | | | | | | |
for redistribution to an approved sales territory
| | | | | |
Documentation requirement on export shipments - CORRECT ANSWER✔✔-AES
| | | | | | | |
filing, Export License application, CofO for reasons of import clearance at
| | | | | | | | | | |
destination
Retransfer under the ITAR - CORRECT ANSWER✔✔-The transfer of defense
| | | | | | | | | |
articles and defense services from one country to another, the transfer of defense
| | | | | | | | | | | |
articles and services from one end-user to another in the same country, the same
| | | | | | | | | | | | | |
as a reexport
| | |
SNAP - CORRECT ANSWER✔✔-The electronic submittal tool for BIS export and
| | | | | | | | | | |
reexport applications, and commodity classifications
| | | |
Statistical export regulations - CORRECT ANSWER✔✔-Mainly contained in the
| | | | | | | | |
FTSR
,BIS License application - CORRECT ANSWER✔✔-A Statement by Ultimate
| | | | | | | | |
Consignee and Purchaser and an Import/End-user Certificate issued by the IC/DV
| | | | | | | | | | |
authority of the country. | | |
ITAR-regulated technical assistance - CORRECT ANSWER✔✔-You must include in
| | | | | | | | |
the agreement a clause stating 'No liability will be incurred or attributed to the
| | | | | | | | | | | | | |
US government in connection with any possible infringement of privately owned
| | | | | | | | | | |
patent or proprietary rights either domestic or foreign, by reason of the US
| | | | | | | | | | | | |
Governments approval to this agreement.' | | | |
License requirement for revised data - CORRECT ANSWER✔✔-You will require a
| | | | | | | | | | |
license before providing him with this revised data.
| | | | | | |
Major defense equipment - CORRECT ANSWER✔✔-Major defense equipment can
| | | | | | | |
be significant military equipment but not all significant military equipment is
| | | | | | | | | | | |
major defense equipment.
| |
Manufacturing license agreement - CORRECT ANSWER✔✔-An agreement (e.g. | | | | | | | |
contract) whereby a US person grants a foreign person an authorization to
| | | | | | | | | | | |
manufacture defense articles abroad. | | |
Defense services contract - CORRECT ANSWER✔✔-The Directorate of Defense
| | | | | | | | |
Trade Controls must notify Congress, which has the option of prohibiting you
| | | | | | | | | | | |
from fulfilling the contract.
| | |
Plant visit approval - CORRECT ANSWER✔✔-Then under some circumstances,
| | | | | | | | |
approval of the Directorate of Defense Trade Controls is not required.
| | | | | | | | | |
, Re-export or retransfer - CORRECT ANSWER✔✔-Transfer of defense articles or
| | | | | | | | | |
defense services to an end use, end user, or destination not previously
| | | | | | | | | | | |
authorized.
Warehousing and distribution agreements - CORRECT ANSWER✔✔-Must be
| | | | | | | |
approved by the Directorate of Defense Trade Controls before they enter into
| | | | | | | | | | | |
force.
Defense service - CORRECT ANSWER✔✔-'Design, development, engineering, or
| | | | | | | |
demilitarization' are possible definitions of defense service. | | | | | |
Technical data exemption - CORRECT ANSWER✔✔-Technical data, including
| | | | | | | |
classified information, related to .45 caliber firearms, and ammunition for such
| | | | | | | | | | |
weapons, except detailed design, development, production, or manufacturing
| | | | | | | |
information, is exempt from ITAR requirements of part 125.
| | | | | | | |
Agent for defense articles - CORRECT ANSWER✔✔-A person who wishes to act as
| | | | | | | | | | | | |
an agent for others in negotiating or arranging contracts for sale of defense
| | | | | | | | | | | | |
articles for a fee must first register and pay the registration fee as provided for in
| | | | | | | | | | | | | | | |
the regulations.
|
Registration Statement Requirement - CORRECT ANSWER✔✔-A registration
| | | | | | |
statement must be submitted by a company in the US that exports defense
| | | | | | | | | | | | |
articles, by a company in the US that provides defense services internationally,
| | | | | | | | | | | |
and by a company in the US that provides defense services to the domestic
| | | | | | | | | | | | | |
market.
Compliance Officer Exam Questions With
Correct Answers
DCS in the EAR - CORRECT ANSWER✔✔-Different than the DCS in the ITAR
| | | | | | | | | | | |
Form DSP-83 - CORRECT ANSWER✔✔-Required with license applications for
| | | | | | | | |
exports of classified technical data, classified defense articles, significant military
| | | | | | | | | |
equipment
Federal Register - CORRECT ANSWER✔✔-The most authoritative and best way to
| | | | | | | | | | |
keep track of proposed and final regulatory changes regarding US trade controls
| | | | | | | | | | |
USML - CORRECT ANSWER✔✔-Contained in the ITAR
| | | | | |
DSP-83 under the ITAR - CORRECT ANSWER✔✔-A non-transfer and use certificate
| | | | | | | | | |
BIS license application for National Security items to Indonesia - CORRECT
| | | | | | | | | | |
ANSWER✔✔-Generally requires a Statement by Ultimate Consignee and | | | | | | | |
Purchaser and an Import/End-user Certificate issued by the IC/DV authority of the
| | | | | | | | | | |
country
|
Schedule B Number - CORRECT ANSWER✔✔-Entered on the AES filing
| | | | | | | | |
,ELA requirements - CORRECT ANSWER✔✔-All (foreign) consignees receiving
| | | | | | | |
items under the ELA must be pre-approved
| | | | | |
Exporter definition in the EAR and FTSR - CORRECT ANSWER✔✔-Different when
| | | | | | | | | | |
the export is a 'routed transaction'
| | | | |
ITAR DA - CORRECT ANSWER✔✔-A contract to distribute defense articles from
| | | | | | | | | | |
the US to an approved sales territory, a contract to distribute defense articles
| | | | | | | | | | | | |
manufactured and reexported abroad to an approved sales territory, a contract to
| | | | | | | | | | |
|distribute defense articles exported from the US to a distribution point abroad
| | | | | | | | | | | |
for redistribution to an approved sales territory
| | | | | |
Documentation requirement on export shipments - CORRECT ANSWER✔✔-AES
| | | | | | | |
filing, Export License application, CofO for reasons of import clearance at
| | | | | | | | | | |
destination
Retransfer under the ITAR - CORRECT ANSWER✔✔-The transfer of defense
| | | | | | | | | |
articles and defense services from one country to another, the transfer of defense
| | | | | | | | | | | |
articles and services from one end-user to another in the same country, the same
| | | | | | | | | | | | | |
as a reexport
| | |
SNAP - CORRECT ANSWER✔✔-The electronic submittal tool for BIS export and
| | | | | | | | | | |
reexport applications, and commodity classifications
| | | |
Statistical export regulations - CORRECT ANSWER✔✔-Mainly contained in the
| | | | | | | | |
FTSR
,BIS License application - CORRECT ANSWER✔✔-A Statement by Ultimate
| | | | | | | | |
Consignee and Purchaser and an Import/End-user Certificate issued by the IC/DV
| | | | | | | | | | |
authority of the country. | | |
ITAR-regulated technical assistance - CORRECT ANSWER✔✔-You must include in
| | | | | | | | |
the agreement a clause stating 'No liability will be incurred or attributed to the
| | | | | | | | | | | | | |
US government in connection with any possible infringement of privately owned
| | | | | | | | | | |
patent or proprietary rights either domestic or foreign, by reason of the US
| | | | | | | | | | | | |
Governments approval to this agreement.' | | | |
License requirement for revised data - CORRECT ANSWER✔✔-You will require a
| | | | | | | | | | |
license before providing him with this revised data.
| | | | | | |
Major defense equipment - CORRECT ANSWER✔✔-Major defense equipment can
| | | | | | | |
be significant military equipment but not all significant military equipment is
| | | | | | | | | | | |
major defense equipment.
| |
Manufacturing license agreement - CORRECT ANSWER✔✔-An agreement (e.g. | | | | | | | |
contract) whereby a US person grants a foreign person an authorization to
| | | | | | | | | | | |
manufacture defense articles abroad. | | |
Defense services contract - CORRECT ANSWER✔✔-The Directorate of Defense
| | | | | | | | |
Trade Controls must notify Congress, which has the option of prohibiting you
| | | | | | | | | | | |
from fulfilling the contract.
| | |
Plant visit approval - CORRECT ANSWER✔✔-Then under some circumstances,
| | | | | | | | |
approval of the Directorate of Defense Trade Controls is not required.
| | | | | | | | | |
, Re-export or retransfer - CORRECT ANSWER✔✔-Transfer of defense articles or
| | | | | | | | | |
defense services to an end use, end user, or destination not previously
| | | | | | | | | | | |
authorized.
Warehousing and distribution agreements - CORRECT ANSWER✔✔-Must be
| | | | | | | |
approved by the Directorate of Defense Trade Controls before they enter into
| | | | | | | | | | | |
force.
Defense service - CORRECT ANSWER✔✔-'Design, development, engineering, or
| | | | | | | |
demilitarization' are possible definitions of defense service. | | | | | |
Technical data exemption - CORRECT ANSWER✔✔-Technical data, including
| | | | | | | |
classified information, related to .45 caliber firearms, and ammunition for such
| | | | | | | | | | |
weapons, except detailed design, development, production, or manufacturing
| | | | | | | |
information, is exempt from ITAR requirements of part 125.
| | | | | | | |
Agent for defense articles - CORRECT ANSWER✔✔-A person who wishes to act as
| | | | | | | | | | | | |
an agent for others in negotiating or arranging contracts for sale of defense
| | | | | | | | | | | | |
articles for a fee must first register and pay the registration fee as provided for in
| | | | | | | | | | | | | | | |
the regulations.
|
Registration Statement Requirement - CORRECT ANSWER✔✔-A registration
| | | | | | |
statement must be submitted by a company in the US that exports defense
| | | | | | | | | | | | |
articles, by a company in the US that provides defense services internationally,
| | | | | | | | | | | |
and by a company in the US that provides defense services to the domestic
| | | | | | | | | | | | | |
market.
