FDIC TE JF
Part 335 Reporting Thresholds - Answer-Securities Act of 1942
TA > $1M
and 500 shareholders (750 at initiation; 500 ongoing)
What loan problem is this:
Absence sound lending policies, lack of sound credit judgment, lacking margin of security, insufficient
owner equity - Answer-Poor Risk Selection
Sales Treatment (Loans)
II RP NR - Answer-Isolated Interest
Right to Pledge
No Repurchase
Minimum New Institution Policies Required
FILL - Answer-Funds Management
Investment
Loan
Liquidity
State Report Adequacy Criterion
,CAED - Answer-Completeness
Arrangements
Exam Objectives
Documentation
Purposes of Capital
PRAP - Answer-Promote confidence
Restrict excessive asset growth
Absorb losses
Protect DIF
IT Rating Areas
MADS - Answer-Management
Audit
Development and Acquisition
Support & Delivery
Reg O Executive Officers - Answer-Cashier
Chairment
VP
Secretary
President
Treasurer
(Or participates in policy making function)
,Money Laundering Stages
PLI - Answer-Placement
Layering
Integration
Trust Exam Components
MOECA - Answer-Management
Operations/Controls/Audit
Earnings
Compliance
Asset Management
Unsuitable Investment Activities
PAWREG - Answer-Pair-offs
Adjusted
When-issued
repositioning repo
extended settlement
gains
shorts
Appraisal Standards
SCUMWADD - Answer-State licensed/certified
USPAP
, Market Value
Written
Appropriate Deductions/Discounts
Assets w/Embedded Options
examples... - Answer-NMDs
Callable Bonds
Structured Notes
Wholesale funds
Derivatives
Mtg Loans
MBS
Specialty Exams
BITGMR - Answer-BSA
IT
Trust
Gov't Securities Dealer
Muni Dealers
Registered Transfer Agent
CRA Factors
CAMEO - Answer-Community development
Assess community needs
marketing/credit offered
Part 335 Reporting Thresholds - Answer-Securities Act of 1942
TA > $1M
and 500 shareholders (750 at initiation; 500 ongoing)
What loan problem is this:
Absence sound lending policies, lack of sound credit judgment, lacking margin of security, insufficient
owner equity - Answer-Poor Risk Selection
Sales Treatment (Loans)
II RP NR - Answer-Isolated Interest
Right to Pledge
No Repurchase
Minimum New Institution Policies Required
FILL - Answer-Funds Management
Investment
Loan
Liquidity
State Report Adequacy Criterion
,CAED - Answer-Completeness
Arrangements
Exam Objectives
Documentation
Purposes of Capital
PRAP - Answer-Promote confidence
Restrict excessive asset growth
Absorb losses
Protect DIF
IT Rating Areas
MADS - Answer-Management
Audit
Development and Acquisition
Support & Delivery
Reg O Executive Officers - Answer-Cashier
Chairment
VP
Secretary
President
Treasurer
(Or participates in policy making function)
,Money Laundering Stages
PLI - Answer-Placement
Layering
Integration
Trust Exam Components
MOECA - Answer-Management
Operations/Controls/Audit
Earnings
Compliance
Asset Management
Unsuitable Investment Activities
PAWREG - Answer-Pair-offs
Adjusted
When-issued
repositioning repo
extended settlement
gains
shorts
Appraisal Standards
SCUMWADD - Answer-State licensed/certified
USPAP
, Market Value
Written
Appropriate Deductions/Discounts
Assets w/Embedded Options
examples... - Answer-NMDs
Callable Bonds
Structured Notes
Wholesale funds
Derivatives
Mtg Loans
MBS
Specialty Exams
BITGMR - Answer-BSA
IT
Trust
Gov't Securities Dealer
Muni Dealers
Registered Transfer Agent
CRA Factors
CAMEO - Answer-Community development
Assess community needs
marketing/credit offered
