Prospectus Study guides, Class notes & Summaries

Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributo...

Linda purchases property in Escambia County from Susan. Linda has $30,000.00 as a down payment and gets a mortgage in the amount of $150,000.00 and there is no other consideration for the transfer. How much will the doc stamp tax on the deed be? 1) $1,050.00 2) $1,260.00 3) $630.00 4) $525.00 - $1,260.00 Tax calculation: $150,000 + $30,000 = $180,000/100 = 1800 (taxable $100 units) x $0.70 = $1260.00 tax due. Heather has been using a roadway at the back of the 22 acres Pam owns. She has...

SIe practice exam questions & answers 2023/2024 The Securities & Exchange Commission (SEC) was created by Congress in A 1929 B 1933 C 1934 D 1940 - ANSWER-1934 The Act of '34 created the SEC. The term 'disclaimer' is most often associated with A The fact that no agent can guarantee a customer against loss B The fact that unregistered securities are more risky than registered ones C The fact that the government cannot guarantee the accuracy of the informatio...

AD Banker Comprehensive Exam 2024 Graded A. Which insurer's owner receives taxable corporate dividends as a return of profit? - ANSWER Stock To make insurance more affordable and protect the insurance company from paying out too much in claims, insurers will: - ANSWER Reinsure the risk The direct writing distribution model utilizes: - ANSWER Salaried employees A good example of Risk Reduction might be: - ANSWER When one takes action to minimize the severity of a potential loss In insura...

Florida Real Estate Exam Questions and answers.Linda purchases property in Escambia County from Susan. Linda has $30,000.00 as a down payment and gets a mortgage in the amount of $150,000.00 and there is no other consideration for the transfer. How much will the doc stamp tax on the deed be? 1) $1,050.00 2) $1,260.00 3) $630.00 4) $525.00 $1,260.00 Tax calculation: $150,000 + $30,000 = $180,000/100 = 1800 (taxable $100 units) x $0.70 = $1260.00 tax due. Heather has been using a ro...

WGU C214 OA FINANCIAL MANAGEMENT 2024 LATEST QUESTINS AND VERIFIED ANSWERS ALREADY GRADED A+. Some analysts argue that the expense of SOX in both time and money has caused the number of public firms in the US to decrease. - ANSWER- True Which of the following committees was created as a direct result of the Dodd Frank Act? - ANSWER- Financial Stability Oversight Council A prospectus is separate from the SEC filing. - ANSWER- False What is the primary objective of the SEC? - ANSWER- T...

1. Prepare 2. Analyze 3. Gather 4. Make decisions 5. Implement 6. Observe. - ANSWER Accounting steps. Inside, Internal - ANSWER Managerial info is inside or outside the business? True. Financial accounting is only outside. Managerial accounting can be inside AND outside. - ANSWER True or false, managerial accounting uses BOTH managerial and financial accounting? Outside, External, includes lenders and investors - ANSWER Financial is inside or outside the business? Balance sheet, inco...

Mutual Fund Corporation - correct answer - investors are shareholders - board of directors governs the fund - board of directors are elected by the shareholders at the fund's annual general meeting Mutual Fund Trust - correct answer - investors are unit-holders - no board of directors. Governed by trusts or trustees - unit-holders don't have authority to appoint trustees Mutual Funds Complex - correct answer - mutual fund manager - portfolio manager - custodian - distributor ...

Maryland Life and Health exam latest update with certified solutions facultative one of the 2 types of resinsurance agreements which allow the resinsurer the opportunity to reject risks presented to it or to price them higher based on the risk exposure treaty one of the 2 types of insurance agreements which automatically accepts all new risks presented by the ceding company law of agency states the principle is responsble for acts of their agents commissioner has the power to issue rules and ...

CMP Practice Exam Graded A+ With Correct Questions & Answers When starting to plan an event, which of the following should be a priority by a meeting professional? - Correct answer-Needs Assessment The meeting professional for an association is planning to introduce advanced sustainable meting objectives. To successfully implement the new programme, the meeting professional should? - Correct answer-Communicate the objectives to all stakeholders and attendees/delegates When selecting ...