Complete Compliance & Ethics

Liberty University

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Complete Compliance & Ethics Manual Quiz questions with complete solutions
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March 2023

2022/2023

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Name the seven essential elements of compliance. correct answers 1. Written policies and procedures 2. Designated compliance officer and compliance committee 3. Effective training and education 4. Effective lines of communication 5. Internal monitoring and auditing 6. Enforcement and discipline 7. Corrective actions to detected problems What are the two types of compliance policies and procedures that should be developed by every organization? correct answers -Structural (framewor...
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