CFP

This CFP Exam 2026/2027 study material covers key concepts and questions on the CFP Code and Standards, prohibition of circumvention, the seven-step financial planning process, Student Aid Index (SAI), bond valuation and volatility, after-tax yield, equity-indexed annuities, Medicare costs, Medigap benefits, homeowners insurance, actual cash value, replacement cost, and insurance coverage calculations. The document provides concise questions and answers designed for exam preparation and review o...

This document contains CFP (Certified Financial Planner) exam practice questions with fully correct and verified answers. It is designed to support effective exam preparation by helping candidates review core financial planning concepts through exam-style questions and accurate solutions.

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CFP Standards of Conduct Sections (6) Correct Answer: A. Duties owed to clients. B. Fin. Planning and Application of Practice Standards C. Practice Standards for Fin. Planning Process D. Duties owed to firms/subordinates E. Duties owed to CFP Board F. Prohibition on Circumvention Section A of CFP Standards of Conduct Correct Answer: Duties owed to Client: 1. Fiduciary Duty 2. Integrity 3. Competence 4. Diligence 5. Disclose and Manage Conflicts of Interest 6. Sound and Objective ...

Topic 1: Financial Planning Process Correct Answer: ... 6 step process: EGADIM Correct Answer: 1. Establish Relationship 2. Gather Information 3. Analyze data 4. Develop plan 5. Implement 6. Monitor Step 1: Establish Relationship Correct Answer: • Services that will be provided • compensation/billing • Responsibilities of both client/planner • Time frame of relationship Step 2: Gather quantitative and qualitative data Correct Answer: • It is important that goals be...

Topic 1: Financial Planning Process ... 6 step process: EGADIM 1. Establish Relationship 2. Gather Information 3. Analyze data 4. Develop plan 5. Implement 6. Monitor 00:05 01:36 Step 1: Establish Relationship • Services that will be provided • compensation/billing • Responsibilities of both client/planner • Time frame of relationship Step 2: Gather quantitative and qualitative data • It is important that goals be defined before any recommendations ...

Lisa purchased 500 shares of XYZ stock trading at $40 per share, with an initial margin requirement of 60% and a maintenance margin of 30%. At What price would Lisa receive a margin call? A. $20 B. $22.86 C. $57.14 D. $80.00 B. $22.86 40*(1-.60)/ 1-.30= 22.86 Lareen purchased 1000 shares of CWC stock for $80 per share with an initial margin requirement of 65% and a maintenance margin of 40%. Assume the stock price falls to $30 per share, how much equity must Laureen contribute? ...

Topic 1: Financial Planning Process ... 6 step process: EGADIM 1. Establish Relationship 2. Gather Information 3. Analyze data 4. Develop plan 5. Implement 6. Monitor 00:09 01:36 Step 1: Establish Relationship • Services that will be provided • compensation/billing • Responsibilities of both client/planner • Time frame of relationship Step 2: Gather quantitative and qualitative data • It is important that goals be defined before any recommendations ...

CFP (Certified Financial Planner) Exam 2022