4/7/25, 12:54 PM Assessment 3: Attempt review
AUI3701-25-S1 Welcome Message Assessment 3
QUIZ
Started on Monday, 7 April 2025, 12:30 PM
State Finished
BOOK EXAM THROUGH WHATSAPP 0645167275
Completed on Monday, 7 April 2025, 12:54 PM
BOOK EXAM THROUGH WHATSAPP 0645167275
Time taken 23 mins 59 secs BOOK EXAM THROUGH WHATSAPP 0645167275
Marks 23.00/25.00 BOOK EXAM THROUGH WHATSAPP 0645167275
Grade 90.00 out of 100.00 BOOK EXAM THROUGH WHATSAPP 0645167275
BOOK EXAM THROUGH WHATSAPP 0645167275
Question 1
Complete
Mark 1.00 out of 1.00
Which one of the following forms of audit evidence could be considered by the
internal auditor to be the most reliable?
a. A crossed cheque which is forwarded together with the bank statement
directly to the internal auditor.
b. Direct confirmation from a debtor of his account balance after the internal
auditor has mailed the account personally to the debtor.
c. A pay-sheet prepared by the wage clerk and checked and approved by the
accountant.
d. A sales invoice of the organisation together with a delivery note signed by
the customer.
Question 2
Complete
Mark 1.00 out of 1.00
An internal auditor has set an audit objective of identifying the existence of
personality conflicts in the procurement department that are detrimental to
productivity. Which of the following audit techniques will best meet this objective?
a. Analytical review
b. Inspection of documents
c. Observation
d. Inquiry
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25670042&cmid=1100558 1/9
, 4/7/25, 12:54 PM Assessment 3: Attempt review
Question 3
Complete
Mark 1.00 out of 1.00
Select the correct option. ___________________ is an unbiased mental attitude that
allows internal auditors to perform engagements in such a manner that they believe
in their work product and that no quality compromises are made.
a. Honesty
b. Objectivity
c. Diligence
d. Competence
Question 4
Complete
Mark 0.00 out of 1.00
Different forms of evidence may have different degrees of persuasiveness. If an
internal audit objective is to obtain information that payment has actually been
made against a specific supplier invoice, which of the following forms of evidence
would be regarded as the most persuasive?
a. The supplier’s original invoice stamped “PAID” and referenced to the
cheque number.
b. A paid cheque received from the bank with the monthly bank statements,
made out to the supplier and referenced to the invoice.
c. An accounts payable subsidiary ledger that shows payment of the invoice.
d. An entry in the cash disbursement journal supported by a voucher package
containing the supplier’s invoice.
Question 5
Complete
Mark 1.00 out of 1.00
While reading the internal audit charter as a newly appointed internal auditor. You
noted that the internal audit charter was written by the Chief Operations Officer
(COO) and approved by the Executive Management Committee. Based on the
International Standards for The Professional Practice of Internal Auditing
(Standards), is this acceptable?
a. Yes, the COO is ultimate authority on the operations and associated
controls within the organisation.
b. No, it is the responsibility of the Chief Audit Executive (CAE) to write and
approve the internal audit charter.
c. Yes, provided that Executive Management Committee has mandate to
approve the internal audit charter.
d. No, the internal audit charter must be presented by the CAE to the Board for
approval.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25670042&cmid=1100558 2/9
AUI3701-25-S1 Welcome Message Assessment 3
QUIZ
Started on Monday, 7 April 2025, 12:30 PM
State Finished
BOOK EXAM THROUGH WHATSAPP 0645167275
Completed on Monday, 7 April 2025, 12:54 PM
BOOK EXAM THROUGH WHATSAPP 0645167275
Time taken 23 mins 59 secs BOOK EXAM THROUGH WHATSAPP 0645167275
Marks 23.00/25.00 BOOK EXAM THROUGH WHATSAPP 0645167275
Grade 90.00 out of 100.00 BOOK EXAM THROUGH WHATSAPP 0645167275
BOOK EXAM THROUGH WHATSAPP 0645167275
Question 1
Complete
Mark 1.00 out of 1.00
Which one of the following forms of audit evidence could be considered by the
internal auditor to be the most reliable?
a. A crossed cheque which is forwarded together with the bank statement
directly to the internal auditor.
b. Direct confirmation from a debtor of his account balance after the internal
auditor has mailed the account personally to the debtor.
c. A pay-sheet prepared by the wage clerk and checked and approved by the
accountant.
d. A sales invoice of the organisation together with a delivery note signed by
the customer.
Question 2
Complete
Mark 1.00 out of 1.00
An internal auditor has set an audit objective of identifying the existence of
personality conflicts in the procurement department that are detrimental to
productivity. Which of the following audit techniques will best meet this objective?
a. Analytical review
b. Inspection of documents
c. Observation
d. Inquiry
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25670042&cmid=1100558 1/9
, 4/7/25, 12:54 PM Assessment 3: Attempt review
Question 3
Complete
Mark 1.00 out of 1.00
Select the correct option. ___________________ is an unbiased mental attitude that
allows internal auditors to perform engagements in such a manner that they believe
in their work product and that no quality compromises are made.
a. Honesty
b. Objectivity
c. Diligence
d. Competence
Question 4
Complete
Mark 0.00 out of 1.00
Different forms of evidence may have different degrees of persuasiveness. If an
internal audit objective is to obtain information that payment has actually been
made against a specific supplier invoice, which of the following forms of evidence
would be regarded as the most persuasive?
a. The supplier’s original invoice stamped “PAID” and referenced to the
cheque number.
b. A paid cheque received from the bank with the monthly bank statements,
made out to the supplier and referenced to the invoice.
c. An accounts payable subsidiary ledger that shows payment of the invoice.
d. An entry in the cash disbursement journal supported by a voucher package
containing the supplier’s invoice.
Question 5
Complete
Mark 1.00 out of 1.00
While reading the internal audit charter as a newly appointed internal auditor. You
noted that the internal audit charter was written by the Chief Operations Officer
(COO) and approved by the Executive Management Committee. Based on the
International Standards for The Professional Practice of Internal Auditing
(Standards), is this acceptable?
a. Yes, the COO is ultimate authority on the operations and associated
controls within the organisation.
b. No, it is the responsibility of the Chief Audit Executive (CAE) to write and
approve the internal audit charter.
c. Yes, provided that Executive Management Committee has mandate to
approve the internal audit charter.
d. No, the internal audit charter must be presented by the CAE to the Board for
approval.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25670042&cmid=1100558 2/9
