4/7/25, 1:41 PM Assessment 3: Attempt review
AUI3703-25-S1 Welcome Message Assessment 3
QUIZ
Started on Monday, 7 April 2025, 12:56 PM
State Finished
Completed on Monday, 7 April 2025, 1:41 PM
Time taken 44 mins 45 secs
Grade 46.00 out of 50.00 (89%)
BOOK EXAM THROUGH WHATSAPP 0645167275
BOOK EXAM THROUGH WHATSAPP 0645167275
Question 1
BOOK EXAM THROUGH WHATSAPP 0645167275
Complete BOOK EXAM THROUGH WHATSAPP 0645167275
Mark 1.50 out of 1.50
An internal auditor found that there was no segregation of duties in the distribution
department. The clerk working in the distribution department is responsible for
processing orders, organising deliveries and allocating payments. This situation
was also included in the final report of the previous engagement performed at the
distribution department. The internal auditor should ...
a. request additional resources for the clerk as a matter of urgency.
b. include the current situation in the current year's engagement
communication.
c. withhold the audit report of the distribution department until the situation is
resolved.
d. request the manager of the distribution department to rectify the situation
and if it is rectified, leave it out of the current report.
Question 2
Complete
Mark 1.50 out of 1.50
Unlike normal internal audit procedures, a fraud investigation is geared to detection.
Which one of the following tasks will not be performed by an internal auditor during
a fraud investigation.
a. Reassuring management.
b. Look for evidence supporting an identified irregularity.
c. Act as a gatherer of information.
d. Determine the particulars of the irregularity.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25671444&cmid=1084585 1/9
, 4/7/25, 1:41 PM Assessment 3: Attempt review
Question 3
Complete
Mark 8.00 out of 8.00
Due to the major increase in online shopping, Bricks Limited decided to establish a
whole new distribution department. The distribution department will be situated in
Cape Town. A new online ordering system will be implemented, and the orders will
be processed by the head office in Gauteng.
The following controls will form part of the new system:
1. Bricks Limited appointed a committee to monitor and advice on the specific risks
in the implementation of the new online ordering system. General control.
2. The company makes use of firewall and anti-virus software.
General control.
3. All data in the supplier database and supporting files are kept up to date.
Application control.
4. Back-up copies of all masterfiles are to be stored off-site.
General control.
5. Exception reports are printed on a weekly basis and reviewed by management.
Application control.
6. All parties involved in the testing of the new system should give final approval
before the system is implemented. General control.
7. Certain controls should be embedded in the application program code and
applied by the computer. Application control.
8. In terms of company policy, if an employee discloses their confidential password
to another employee, disciplinary action is taken against such an employee.
General control.
Required:
For each of the controls listed (1 to 8) indicate whether it is a general control or an
application control.
Question 4
Complete
Mark 1.50 out of 1.50
A major reason for establishing an internal audit activity is to...
a. ensure the reliability and integrity of financial and operational information.
b. relieve overburdened management of the responsibility for establishing
effective controls.
c. safeguard resources entrusted to the organisation.
d. evaluate and improve the effectiveness of control processes.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25671444&cmid=1084585 2/9
AUI3703-25-S1 Welcome Message Assessment 3
QUIZ
Started on Monday, 7 April 2025, 12:56 PM
State Finished
Completed on Monday, 7 April 2025, 1:41 PM
Time taken 44 mins 45 secs
Grade 46.00 out of 50.00 (89%)
BOOK EXAM THROUGH WHATSAPP 0645167275
BOOK EXAM THROUGH WHATSAPP 0645167275
Question 1
BOOK EXAM THROUGH WHATSAPP 0645167275
Complete BOOK EXAM THROUGH WHATSAPP 0645167275
Mark 1.50 out of 1.50
An internal auditor found that there was no segregation of duties in the distribution
department. The clerk working in the distribution department is responsible for
processing orders, organising deliveries and allocating payments. This situation
was also included in the final report of the previous engagement performed at the
distribution department. The internal auditor should ...
a. request additional resources for the clerk as a matter of urgency.
b. include the current situation in the current year's engagement
communication.
c. withhold the audit report of the distribution department until the situation is
resolved.
d. request the manager of the distribution department to rectify the situation
and if it is rectified, leave it out of the current report.
Question 2
Complete
Mark 1.50 out of 1.50
Unlike normal internal audit procedures, a fraud investigation is geared to detection.
Which one of the following tasks will not be performed by an internal auditor during
a fraud investigation.
a. Reassuring management.
b. Look for evidence supporting an identified irregularity.
c. Act as a gatherer of information.
d. Determine the particulars of the irregularity.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25671444&cmid=1084585 1/9
, 4/7/25, 1:41 PM Assessment 3: Attempt review
Question 3
Complete
Mark 8.00 out of 8.00
Due to the major increase in online shopping, Bricks Limited decided to establish a
whole new distribution department. The distribution department will be situated in
Cape Town. A new online ordering system will be implemented, and the orders will
be processed by the head office in Gauteng.
The following controls will form part of the new system:
1. Bricks Limited appointed a committee to monitor and advice on the specific risks
in the implementation of the new online ordering system. General control.
2. The company makes use of firewall and anti-virus software.
General control.
3. All data in the supplier database and supporting files are kept up to date.
Application control.
4. Back-up copies of all masterfiles are to be stored off-site.
General control.
5. Exception reports are printed on a weekly basis and reviewed by management.
Application control.
6. All parties involved in the testing of the new system should give final approval
before the system is implemented. General control.
7. Certain controls should be embedded in the application program code and
applied by the computer. Application control.
8. In terms of company policy, if an employee discloses their confidential password
to another employee, disciplinary action is taken against such an employee.
General control.
Required:
For each of the controls listed (1 to 8) indicate whether it is a general control or an
application control.
Question 4
Complete
Mark 1.50 out of 1.50
A major reason for establishing an internal audit activity is to...
a. ensure the reliability and integrity of financial and operational information.
b. relieve overburdened management of the responsibility for establishing
effective controls.
c. safeguard resources entrusted to the organisation.
d. evaluate and improve the effectiveness of control processes.
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=25671444&cmid=1084585 2/9
