lOMoARcPSD|48433225
, lOMoARcPSD|48433225
UNIVERSITY EXAMINATIONS
May/June 2024
AUI3701
The Internal Audit Process: Planning the Engagement
Total:100 marks
Duration: 2 hours
This paper consists of 17 pages.
INSTRUCTIONS:
• Keep the Honesty Declaration in consideration throughout answering this paper
• Ensure you are connected to the internet in order to log into the Invigilator app and scan the
QR code.
• If you encounter difficulty in scanning the QR code, you can alternatively enter the Exam
Access Code below the QR code to start the invigilation.
• Unless otherwise specified by your institution, note that you can only scan the QR code once.
If your assessment has multiple online sections, tests or attempts, you should NOT finish the
invigilation until your entire assessment has been completed.
• Only scan the QR code when the assessment formally commences.
• The QR code is only scannable for a limited time and it should therefore be scanned as
soon as possible to start the invigilation.
• Once the QR code is scanned, ensure your media volume is turned up and place your
smartphone next to you. The Invigilator app will notify you with a notification beep when you
are required to action a request, which you should then perform.
• We recommend that you keep your smartphone on charge for the duration of the assessment.
• If you only have one device, you may access your assessment in the application by pressing
the ‘Access Exam’ button in the top right corner of your app.
• Keep the Invigilator app open on your cellphone for the full duration of the assessment.
You are not allowed to minimise or leave the app.
[TURN OVER]
Open Rubric Downloaded by Vincent master ()
, lOMoARcPSD|48433225
CONFIDENTIAL
2 of 17 AUI3701 May/June 2024
• Ensure you are connected to the internet in order to commence the invigilation as well as at
the end of the assessment. No internet connection is required during the assessment.
• You have to adhere to the assessment time limit communicated to you by your institution as
the time displayed in the Invigilator app could differ from the time allocated to complete your
assessment.
• You can click the "Finish Assessment" button in the app if you finish your assessment early.
• If you are performing a written or Scan-and-Upload assessment:
The Invigilator app will request you to take a picture of every page of your answer sheet at
the end of the assessment. Unless otherwise specified by your institution, this does NOT
replace the normal upload of your script to your institution’s online portal.
• After completing invigilation and following all app instructions, you must upload your
Invigilation app data. If however there is a delay in the upload of the app data at the end of
the assessment, you should prioritise the upload of your script to your university portal and
you can temporarily minimise the app to do so. Uploading of app data is not time sensitive
and you can come back and do it after you have successfully uploaded your script to the
exam portal.
• Should you encounter any technical difficulty, please WhatsApp The Invigilator Helpdesk on
073 505 8273.
Additional student instructions
1. This is a closed book examination.
2. Students must upload their answer scripts in a single PDF file (answer scripts must not be
password protected or uploaded as “read only” files)
3. NO emailed scripts will be accepted. Please utilise the contingency link provided by your module
lecturer should you be unable after trying to submit on the myExams platform.
4. Students are advised to preview submissions (answer scripts) to ensure legibility and that the
correct answer script file has been uploaded.
5. Students are permitted to resubmit their answer scripts should their initial submission be
unsatisfactory within the allocated submission time.
6. Incorrect file format and uncollated answer scripts will not be considered.
, lOMoARcPSD|48433225
CONFIDENTIAL
3 of 17 AUI3701 May/June 2024
7. Incorrect answer scripts and/or submissions made on unofficial examination platforms (including
the invigilator cellphone application) will not be marked and no opportunity will be granted for
resubmission.
8. The mark awarded for incomplete submission will be the student’s final mark. No opportunity for
resubmission will be granted.
9. The mark awarded for illegible scanned submission will be the student’s final mark. No
opportunity for resubmission will be granted.
10. Only the last file uploaded and submitted will be marked.
11. Submissions will only be accepted from registered student accounts.
12. Students who have not utilised the Invigilator app will be deemed to have transgressed Unisa’s
examination rules and will have their marks withheld.
13. Students have 48 hours from the day of their examination to upload their invigilator results from
the Invigilator app. Failure to do so will result in students deemed not to have utilised invigilation
or proctoring tools.
14. Students must complete the online declaration of own work when submitting. Students
suspected of dishonest conduct during the examinations will be subjected to disciplinary
processes. Students may not communicate with other students, or request assistance from other
students during examinations. Plagiarism is a violation of academic integrity, and students who
do plagiarise or copy verbatim from published work will be in violation of the Policy on Academic
Integrity and the Student Disciplinary Code and may be referred to disciplinary hearing. Unisa
has a zero tolerance for plagiarism and/or any other forms of academic dishonesty.
15. Students are provided 30 minutes to submit their answer scripts after the official examination
time. Students who experience technical challenges should report to the SCSC on 080 000 1870
or their College exam support centres (refer to the Get help during the examinations by
contacting the Student Communication Service Centre (unisa.ac.za) within 30 minutes. Queries
received after one hour of the official examination duration time will not be responded to.
Submissions made after the official examination time will be rejected by the examination
regulations and will not be marked.
16. Non-adherence to the processes for uploading examination answers will not qualify the student
for any special concessions or future assessments.
17. Queries that are beyond Unisa’s control include the following:
a. Personal network or service provider issues
b. Load shedding/limited space on personal computer
c. Crashed computer
d. Using a work computer that blocks access to myExams site (work firewall challenges)
e. Unlicensed software (e.g., license expires during exams)
Students experiencing the above challenges are advised to apply for an aegrotat and together
with the application, submit supporting evidence within ten days of the examination session.
Students will not be able to apply for an aegrotat for a third examination opportunity.
Postgraduate/Undergraduate students experiencing the above challenges in their second
examination opportunity will have to reregister for the affected module.
18. Students experiencing technical challenges should contact the SCSC on 080 000 1870 or via
email at or refer to the Get help during the examinations by contacting
the Student Communication Service Centre (unisa.ac.za) for the list of additional contact
numbers.
, lOMoARcPSD|48433225
UNIVERSITY EXAMINATIONS
May/June 2024
AUI3701
The Internal Audit Process: Planning the Engagement
Total:100 marks
Duration: 2 hours
This paper consists of 17 pages.
INSTRUCTIONS:
• Keep the Honesty Declaration in consideration throughout answering this paper
• Ensure you are connected to the internet in order to log into the Invigilator app and scan the
QR code.
• If you encounter difficulty in scanning the QR code, you can alternatively enter the Exam
Access Code below the QR code to start the invigilation.
• Unless otherwise specified by your institution, note that you can only scan the QR code once.
If your assessment has multiple online sections, tests or attempts, you should NOT finish the
invigilation until your entire assessment has been completed.
• Only scan the QR code when the assessment formally commences.
• The QR code is only scannable for a limited time and it should therefore be scanned as
soon as possible to start the invigilation.
• Once the QR code is scanned, ensure your media volume is turned up and place your
smartphone next to you. The Invigilator app will notify you with a notification beep when you
are required to action a request, which you should then perform.
• We recommend that you keep your smartphone on charge for the duration of the assessment.
• If you only have one device, you may access your assessment in the application by pressing
the ‘Access Exam’ button in the top right corner of your app.
• Keep the Invigilator app open on your cellphone for the full duration of the assessment.
You are not allowed to minimise or leave the app.
[TURN OVER]
Open Rubric Downloaded by Vincent master ()
, lOMoARcPSD|48433225
CONFIDENTIAL
2 of 17 AUI3701 May/June 2024
• Ensure you are connected to the internet in order to commence the invigilation as well as at
the end of the assessment. No internet connection is required during the assessment.
• You have to adhere to the assessment time limit communicated to you by your institution as
the time displayed in the Invigilator app could differ from the time allocated to complete your
assessment.
• You can click the "Finish Assessment" button in the app if you finish your assessment early.
• If you are performing a written or Scan-and-Upload assessment:
The Invigilator app will request you to take a picture of every page of your answer sheet at
the end of the assessment. Unless otherwise specified by your institution, this does NOT
replace the normal upload of your script to your institution’s online portal.
• After completing invigilation and following all app instructions, you must upload your
Invigilation app data. If however there is a delay in the upload of the app data at the end of
the assessment, you should prioritise the upload of your script to your university portal and
you can temporarily minimise the app to do so. Uploading of app data is not time sensitive
and you can come back and do it after you have successfully uploaded your script to the
exam portal.
• Should you encounter any technical difficulty, please WhatsApp The Invigilator Helpdesk on
073 505 8273.
Additional student instructions
1. This is a closed book examination.
2. Students must upload their answer scripts in a single PDF file (answer scripts must not be
password protected or uploaded as “read only” files)
3. NO emailed scripts will be accepted. Please utilise the contingency link provided by your module
lecturer should you be unable after trying to submit on the myExams platform.
4. Students are advised to preview submissions (answer scripts) to ensure legibility and that the
correct answer script file has been uploaded.
5. Students are permitted to resubmit their answer scripts should their initial submission be
unsatisfactory within the allocated submission time.
6. Incorrect file format and uncollated answer scripts will not be considered.
, lOMoARcPSD|48433225
CONFIDENTIAL
3 of 17 AUI3701 May/June 2024
7. Incorrect answer scripts and/or submissions made on unofficial examination platforms (including
the invigilator cellphone application) will not be marked and no opportunity will be granted for
resubmission.
8. The mark awarded for incomplete submission will be the student’s final mark. No opportunity for
resubmission will be granted.
9. The mark awarded for illegible scanned submission will be the student’s final mark. No
opportunity for resubmission will be granted.
10. Only the last file uploaded and submitted will be marked.
11. Submissions will only be accepted from registered student accounts.
12. Students who have not utilised the Invigilator app will be deemed to have transgressed Unisa’s
examination rules and will have their marks withheld.
13. Students have 48 hours from the day of their examination to upload their invigilator results from
the Invigilator app. Failure to do so will result in students deemed not to have utilised invigilation
or proctoring tools.
14. Students must complete the online declaration of own work when submitting. Students
suspected of dishonest conduct during the examinations will be subjected to disciplinary
processes. Students may not communicate with other students, or request assistance from other
students during examinations. Plagiarism is a violation of academic integrity, and students who
do plagiarise or copy verbatim from published work will be in violation of the Policy on Academic
Integrity and the Student Disciplinary Code and may be referred to disciplinary hearing. Unisa
has a zero tolerance for plagiarism and/or any other forms of academic dishonesty.
15. Students are provided 30 minutes to submit their answer scripts after the official examination
time. Students who experience technical challenges should report to the SCSC on 080 000 1870
or their College exam support centres (refer to the Get help during the examinations by
contacting the Student Communication Service Centre (unisa.ac.za) within 30 minutes. Queries
received after one hour of the official examination duration time will not be responded to.
Submissions made after the official examination time will be rejected by the examination
regulations and will not be marked.
16. Non-adherence to the processes for uploading examination answers will not qualify the student
for any special concessions or future assessments.
17. Queries that are beyond Unisa’s control include the following:
a. Personal network or service provider issues
b. Load shedding/limited space on personal computer
c. Crashed computer
d. Using a work computer that blocks access to myExams site (work firewall challenges)
e. Unlicensed software (e.g., license expires during exams)
Students experiencing the above challenges are advised to apply for an aegrotat and together
with the application, submit supporting evidence within ten days of the examination session.
Students will not be able to apply for an aegrotat for a third examination opportunity.
Postgraduate/Undergraduate students experiencing the above challenges in their second
examination opportunity will have to reregister for the affected module.
18. Students experiencing technical challenges should contact the SCSC on 080 000 1870 or via
email at or refer to the Get help during the examinations by contacting
the Student Communication Service Centre (unisa.ac.za) for the list of additional contact
numbers.
