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Exam (elaborations)

Investment Funds in Canada (IFIC) Chapter I correctly answered

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Investment Funds in Canada (IFIC) Chapter I correctly answered

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Uploaded on
November 25, 2024
Number of pages
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Written in
2024/2025
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  • investment funds in canada ific chapter i correc

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Investment Funds in Canada (IFIC)
Chapter I correctly answered

Netherlands in 1774 - correct answer ✔✔When was the start of mutual funds?



1) professionally managed, 2) diversified portfolio of securities at 3) low cost - correct answer ✔✔How
mutual funds solve problem investors?



Fixed Trust (1890s) - correct answer ✔✔First investment funds available to general public?



Closed-End Fund - correct answer ✔✔Firm would issues shares to investors. Corporations who make
investments



Open-Ended Mutual Funds - correct answer ✔✔Modern mutual fund 1920s. They are not traded on
stock exchange, dapat fund company



1. professional dev't

2. level of competence

3. ethics.important

4. regulators' responsibility - correct answer ✔✔Acquiring license to deal MF has value yin wei ...



1. Legal

2. Ethical

3. Professional - best service - correct answer ✔✔Types of Responsibility in Selling MF



1. Financial Goals x Objectives

2. Fianncial Situation

3. Personal Circumstances
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